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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.26%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
–
Cap. Flow
+$134M
Cap. Flow %
98.79%
Top 10 Hldgs %
16.08%
Holding
1,091
New
1,087
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$2.81M
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$2.79M
3
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$2.65M
4
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$2.19M
5
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$2.18M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Energy 11.11%
2 Industrials 7.44%
3 Technology 7.21%
4 Healthcare 6.97%
5 Financials 6.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNK icon
226
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
$168K 0.12%
+1,359
New +$167K
PDI icon
227
PIMCO Dynamic Income Fund
PDI
$7.39B
$168K 0.12%
+5,552
New +$168K
RYN icon
228
Rayonier
RYN
$6.55B
$168K 0.12%
+5,387
New +$162K
VXX
229
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$164K 0.12%
+244
New +$172K
PXD
230
DELISTED
Pioneer Natural Resource Co.
PXD
$163K 0.12%
+873
New +$159K
EFG icon
231
iShares MSCI EAFE Growth ETF
EFG
$16.6B
$162K 0.12%
+2,290
New +$160K
OKS
232
DELISTED
Oneok Partners LP
OKS
$161K 0.12%
+3,000
New +$159K
CELG
233
DELISTED
Celgene Corp
CELG
$161K 0.12%
+2,300
New +$182K
WLL
234
DELISTED
Whiting Petroleum Corporation
WLL
$160K 0.12%
+8
New +$152K
MOS icon
235
The Mosaic Company
MOS
$7.03B
$158K 0.12%
+3,153
New +$150K
RDI icon
236
Reading International Class A
RDI
$33.2M
$158K 0.12%
+21,500
New +$160K
NUVA
237
DELISTED
NuVasive, Inc.
NUVA
$158K 0.12%
+4,116
New +$151K
ET icon
238
Energy Transfer Partners
ET
$70.1B
$156K 0.12%
+6,676
New +$144K
AZUR
239
DELISTED
AZURE MIDSTREAM PARTNERS LP COM UNT LTD PARTNER INT
AZUR
$155K 0.11%
+8,800
New +$155K
ROSE
240
DELISTED
ROSETTA RESOURCES INC
ROSE
$154K 0.11%
+3,300
New +$150K
HON icon
241
Honeywell
HON
$77B
$152K 0.11%
+1,820
New +$151K
XLP icon
242
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$151K 0.11%
+3,498
New +$147K
STZ icon
243
Constellation Brands
STZ
$22.2B
$150K 0.11%
+1,760
New +$140K
WPZ
244
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$150K 0.11%
+3,121
New +$147K
IWF icon
245
iShares Russell 1000 Growth ETF
IWF
$121B
$149K 0.11%
+6,880
New +$148K
IWC icon
246
iShares Micro-Cap ETF
IWC
$1.44B
$147K 0.11%
+1,905
New +$146K
AWAY
247
DELISTED
HOMEAWAY INC COM
AWAY
$147K 0.11%
+3,900
New +$165K
TYG
248
Tortoise Energy Infrastructure Corp
TYG
$1.09B
$144K 0.11%
+788
New +$142K
DINO icon
249
HF Sinclair
DINO
$16.3B
$143K 0.11%
+3,003
New +$142K
INVX
250
Innovex International
INVX
$1.96B
$143K 0.11%
+1,274
New +$132K
8 9
10
11 12

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
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CRCM
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B. Riley Wealth Management's Q1 2014 Portfolio in Review

Q1 2014 is the first quarter with a 13F filing on record for B. Riley Wealth Management, which disclosed 1,091 positions worth $135M. Its ten largest holdings account for 16% of the portfolio.

Its largest position is First Trust Technology AlphaDEX Fund: 91,524 shares worth $2.85M.

By sector, the portfolio is most concentrated in Energy at 11% of assets, followed by Industrials and Technology.

  • B. Riley Wealth Management's largest Q1 2014 buy was First Trust Technology AlphaDEX Fund: 91,524 shares worth $2.85M.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $135M portfolio in Q1 2014.
  • B. Riley Wealth Management disclosed 1,091 positions in Q1 2014, its first 13F filing on record.

Based on B. Riley Wealth Management's 13F filing for Q1 2014, filed 12 Jun 2014.