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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XJUN icon
1401
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
$136M
$202K ﹤0.01%
4,775
+122
+3% +$5.08K
ITT icon
1402
ITT
ITT
$17.1B
$201K ﹤0.01%
+1,124
New +$189K
PDO
1403
PIMCO Dynamic Income Opportunities Fund
PDO
$1.85B
$201K ﹤0.01%
14,221
+874
+7% +$12K
EMLP icon
1404
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
$200K ﹤0.01%
5,213
+621
+14% +$23.4K
UHAL.B icon
1405
U-Haul Holding Co Series N
UHAL.B
$12.4B
$199K ﹤0.01%
+3,916
New +$209K
ESGV icon
1406
Vanguard ESG US Stock ETF
ESGV
$12.8B
$198K ﹤0.01%
1,674
+503
+43% +$57.3K
ESGE icon
1407
iShares ESG Aware MSCI EM ETF
ESGE
$6.27B
$198K ﹤0.01%
4,559
+867
+23% +$35.4K
NEA icon
1408
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$198K ﹤0.01%
17,341
+37
+0.2% +$407
DECM
1409
FT Vest U.S. Equity Max Buffer ETF - December
DECM
$48.1M
$196K ﹤0.01%
6,075
– –
JQUA icon
1410
JPMorgan US Quality Factor ETF
JQUA
$8.14B
$196K ﹤0.01%
3,115
+1,338
+75% +$82.1K
PFLT icon
1411
PennantPark Floating Rate Capital
PFLT
$698M
$194K ﹤0.01%
21,794
+153
+0.7% +$1.57K
JOBY icon
1412
Joby Aviation
JOBY
$6.54B
$193K ﹤0.01%
+11,967
New +$182K
LIT icon
1413
Global X Lithium & Battery Tech ETF
LIT
$1.46B
$191K ﹤0.01%
3,362
+729
+28% +$33.5K
FBND icon
1414
Fidelity Total Bond ETF
FBND
$27.1B
$189K ﹤0.01%
4,096
+1,683
+70% +$77.3K
FELG icon
1415
Fidelity Enhanced Large Cap Growth ETF
FELG
$5.27B
$189K ﹤0.01%
4,592
+914
+25% +$35.5K
FSCO
1416
FS Credit Opportunities Corp
FSCO
$999M
$189K ﹤0.01%
27,293
+5,472
+25% +$40.1K
RMM
1417
RiverNorth Managed Duration Municipal Income Fund
RMM
$282M
$188K ﹤0.01%
13,300
– –
RWO icon
1418
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.32B
$187K ﹤0.01%
4,088
-1,565
-28% -$70.1K
FEBM
1419
FT Vest U.S. Equity Max Buffer ETF - February
FEBM
$47.7M
$187K ﹤0.01%
6,244
+80
+1% +$2.37K
DFSV
1420
Dimensional US Small Cap Value ETF
DFSV
$8.19B
$186K ﹤0.01%
5,842
+2,404
+70% +$75.1K
UJUL icon
1421
Innovator US Equity Ultra Buffer ETF July
UJUL
$282M
$185K ﹤0.01%
4,847
+1,265
+35% +$47.3K
MART icon
1422
AllianzIM U.S. Equity Buffer10 Mar ETF
MART
$30.2M
$185K ﹤0.01%
4,898
+289
+6% +$10.6K
VLUE icon
1423
iShares MSCI USA Value Factor ETF
VLUE
$9.03B
$185K ﹤0.01%
1,475
-677
-31% -$79.7K
FLYW icon
1424
Flywire
FLYW
$2.04B
$183K ﹤0.01%
13,510
+169
+1% +$2.08K
DFAS icon
1425
Dimensional US Small Cap ETF
DFAS
$15.3B
$182K ﹤0.01%
2,664
+69
+3% +$4.61K
55 56
57
58 59

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.