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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+3.17%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
+$240M
Cap. Flow
+$211M
Cap. Flow %
19.55%
Top 10 Hldgs %
45.76%
Holding
422
New
43
Increased
198
Reduced
143
Closed
24

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$60.1M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$12.3M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$10.8M
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$10.7M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$17.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.82M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$2.32M
4
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$2.24M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.13M

Sector Composition

Rank Sector Weight
1 Consumer Staples 2.71%
2 Energy 2.64%
3 Industrials 2.43%
4 Technology 2.36%
5 Healthcare 2.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
1
Vanguard S&P 500 ETF
VOO
$971B
$210M 19.45%
908,250
+265,217
+41% +$60.1M
ANGL icon
2
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.08B
$68.4M 6.35%
2,258,299
+1,051,368
+87% +$31.4M
VEA icon
3
Vanguard FTSE Developed Markets ETF
VEA
$227B
$63.5M 5.9%
1,463,910
+289,272
+25% +$12.3M
TLT icon
4
iShares 20+ Year Treasury Bond ETF
TLT
$42.2B
$24.6M 2.28%
197,001
+85,712
+77% +$10.8M
IWY icon
5
iShares Russell Top 200 Growth ETF
IWY
$16.1B
$22M 2.04%
324,927
+92,132
+40% +$6.13M
PCY icon
6
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$21.8M 2.02%
730,897
+359,967
+97% +$10.7M
WDIV icon
7
State Street SPDR S&P Global Dividend ETF
WDIV
$277M
$21.6M 2.01%
318,412
+151,540
+91% +$10.2M
IWX icon
8
iShares Russell Top 200 Value ETF
IWX
$4.03B
$20.9M 1.94%
419,211
+132,485
+46% +$6.49M
VMBS icon
9
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$20.5M 1.9%
387,990
+102,501
+36% +$5.41M
FGD icon
10
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
$20.2M 1.87%
781,323
+381,078
+95% +$9.7M
USIG icon
11
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$18.8M 1.74%
334,798
+98,982
+42% +$5.55M
VYM icon
12
Vanguard High Dividend Yield ETF
VYM
$81B
$14.3M 1.33%
176,491
+68,635
+64% +$5.45M
DIV icon
13
Global X SuperDividend US ETF
DIV
$788M
$13.7M 1.27%
537,075
+233,813
+77% +$5.92M
MLPA icon
14
Global X MLP ETF
MLPA
$2.28B
$13.7M 1.27%
221,749
+105,147
+90% +$6.6M
EFG icon
15
iShares MSCI EAFE Growth ETF
EFG
$16.4B
$13.6M 1.26%
175,169
+51,323
+41% +$3.89M
VGIT icon
16
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$12.6M 1.17%
194,589
+42,972
+28% +$2.79M
EFV icon
17
iShares MSCI EAFE Value ETF
EFV
$27.6B
$11.2M 1.04%
205,671
+65,216
+46% +$3.46M
IVV icon
18
iShares Core S&P 500 ETF
IVV
$878B
$9.96M 0.92%
39,392
-5,216
-12% -$1.3M
IEMG icon
19
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$9.59M 0.89%
177,443
+39,819
+29% +$2.11M
AAPL icon
20
Apple
AAPL
$4.88T
$9.42M 0.87%
244,488
+70,504
+41% +$2.74M
EDIV icon
21
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$9.11M 0.85%
298,984
+141,438
+90% +$4.38M
QQQ icon
22
Invesco QQQ Trust
QQQ
$458B
$8.89M 0.82%
61,101
+25,822
+73% +$3.7M
CVX icon
23
Chevron
CVX
$388B
$8.41M 0.78%
71,587
+7,807
+12% +$852K
ITOT icon
24
iShares Core S&P Total US Stock Market ETF
ITOT
$93.5B
$8.37M 0.78%
145,310
+1,862
+1% +$105K
VGSH icon
25
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$7.95M 0.74%
130,961
+38,846
+42% +$2.36M
1
2 3 4 5

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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2017 Portfolio in Review

As of Q3 2017, AE Wealth Management held 422 positions worth $1.08B, up 29% from $838M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

AE Wealth Management deployed $211M of net new capital in Q3 2017, opening 43 new positions and adding to 198 existing holdings. Its largest new stake was Invesco DB Base Metals Fund: 84,866 shares worth $1.54M.

By sector, the portfolio is most concentrated in Consumer Staples at 2.7% of assets, down from 3.4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $17.8M trimmed.

  • AE Wealth Management's largest Q3 2017 buy was Invesco DB Base Metals Fund: 84,866 shares worth $1.54M.
  • AE Wealth Management added most to Vanguard S&P 500 ETF in Q3 2017, an estimated $60.1M increase.
  • AE Wealth Management's biggest Q3 2017 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $17.8M.
  • AE Wealth Management fully exited ProShares Ultra S&P500 in Q3 2017, selling an estimated $2.13M.
  • AE Wealth Management's ten largest holdings make up 46% of its $1.08B portfolio in Q3 2017.
  • AE Wealth Management opened 43 new positions and closed 24 in Q3 2017.
  • AE Wealth Management's portfolio value rose 29% quarter-over-quarter to $1.08B.

Based on AE Wealth Management's 13F filing for Q3 2017, filed 8 Nov 2017.