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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
1
Vanguard S&P 500 ETF
VOO
$968B
$387M 4.39%
1,126,363
+45,505
+4% +$14.8M
AAPL icon
2
Apple
AAPL
$4.89T
$261M 2.96%
1,967,024
+59,994
+3% +$7.22M
TLT icon
3
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$256M 2.9%
1,622,461
-413,459
-20% -$65.6M
QQQ icon
4
Invesco QQQ Trust
QQQ
$455B
$192M 2.18%
611,780
+5,648
+0.9% +$1.66M
IWY icon
5
iShares Russell Top 200 Growth ETF
IWY
$16B
$179M 2.03%
1,343,306
-32,537
-2% -$4.1M
IVV icon
6
iShares Core S&P 500 ETF
IVV
$876B
$152M 1.73%
405,702
+116,728
+40% +$41.5M
AGG icon
7
iShares Core US Aggregate Bond ETF
AGG
$138B
$134M 1.52%
1,134,552
+336,481
+42% +$39.6M
VEA icon
8
Vanguard FTSE Developed Markets ETF
VEA
$226B
$131M 1.49%
2,780,848
+172,247
+7% +$7.58M
IWX icon
9
iShares Russell Top 200 Value ETF
IWX
$4.03B
$128M 1.45%
2,212,817
+75,226
+4% +$4.11M
GLD icon
10
SPDR Gold Trust
GLD
$131B
$125M 1.42%
703,123
+254,894
+57% +$44.9M
VUG icon
11
Vanguard Growth ETF
VUG
$216B
$119M 1.35%
2,824,770
-596,964
-17% -$23.8M
USIG icon
12
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.2B
$119M 1.35%
1,920,996
+173,519
+10% +$10.6M
VMBS icon
13
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$112M 1.27%
2,064,780
+206,960
+11% +$11.2M
MSFT icon
14
Microsoft
MSFT
$2.84T
$100M 1.14%
451,643
+41,511
+10% +$8.93M
VWO icon
15
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$99.9M 1.13%
1,993,028
+889,815
+81% +$41.8M
AMZN icon
16
Amazon
AMZN
$2.5T
$93.6M 1.06%
575,080
-1,180
-0.2% -$188K
IEMG icon
17
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$67.3M 0.76%
1,085,428
+40,035
+4% +$2.31M
CWB icon
18
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$66.5M 0.75%
803,659
+711,328
+770% +$53.7M
MTUM icon
19
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$65.9M 0.75%
408,326
+45,516
+13% +$6.97M
IWS icon
20
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$64.7M 0.73%
667,318
+31,871
+5% +$2.87M
EFV icon
21
iShares MSCI EAFE Value ETF
EFV
$27.6B
$62.9M 0.71%
1,332,948
+74,445
+6% +$3.28M
IWM icon
22
iShares Russell 2000 ETF
IWM
$80.9B
$62.4M 0.71%
318,486
+80,488
+34% +$14.1M
VGT icon
23
Vanguard Information Technology ETF
VGT
$139B
$61.1M 0.69%
1,381,536
+584,168
+73% +$24M
SHY icon
24
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$61M 0.69%
706,212
-3,972
-0.6% -$343K
VGSH icon
25
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$58.9M 0.67%
955,533
-18,261
-2% -$1.13M
1
2 3 4 5

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.