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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVDA icon
1
NVIDIA
NVDA
$5.11T
$522M 3.33%
2,797,056
+49,381
+2% +$8.61M
AAPL icon
2
Apple
AAPL
$4.91T
$512M 3.26%
2,010,129
+206,188
+11% +$46.6M
MSFT icon
3
Microsoft
MSFT
$2.86T
$456M 2.91%
879,949
+57,967
+7% +$29.6M
VNLA icon
4
Janus Henderson Short Duration Income ETF
VNLA
$3.33B
$351M 2.24%
7,122,488
+312,110
+5% +$15.3M
SPYG icon
5
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51.2B
$315M 2.01%
3,010,419
+292,482
+11% +$29.1M
IVV icon
6
iShares Core S&P 500 ETF
IVV
$881B
$313M 1.99%
466,917
+63,290
+16% +$40.8M
AMZN icon
7
Amazon
AMZN
$2.52T
$301M 1.92%
1,371,192
+154,672
+13% +$35M
META icon
8
Meta Platforms (Facebook)
META
$1.53T
$229M 1.46%
311,172
+13,053
+4% +$9.72M
GOOGL icon
9
Alphabet (Google) Class A
GOOGL
$3.91T
$225M 1.43%
924,927
+72,235
+8% +$15.1M
AVIG icon
10
Avantis Core Fixed Income ETF
AVIG
$1.92B
$215M 1.37%
5,110,173
+921,224
+22% +$38.4M
VOO icon
11
Vanguard S&P 500 ETF
VOO
$974B
$203M 1.3%
331,857
+4,427
+1% +$2.61M
AVGO icon
12
Broadcom
AVGO
$1.84T
$195M 1.24%
591,748
+25,755
+5% +$7.9M
SPYV icon
13
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$173M 1.1%
3,117,992
+509,151
+20% +$27.4M
IWY icon
14
iShares Russell Top 200 Growth ETF
IWY
$16.1B
$171M 1.09%
625,759
-2,101
-0.3% -$544K
JPM icon
15
JPMorgan Chase
JPM
$938B
$151M 0.96%
478,045
+49,861
+12% +$14.8M
BRK.B icon
16
Berkshire Hathaway Class B
BRK.B
$1.07T
$140M 0.89%
278,076
+31,105
+13% +$15.1M
SIXP icon
17
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
$43.9M
$135M 0.86%
4,388,441
+3,988,248
+997% +$120M
SCEC
18
Sterling Capital Enhanced Core Bond ETF
SCEC
$592M
$132M 0.84%
5,162,037
-86,658
-2% -$2.19M
PYLD icon
19
PIMCO Multi Sector Bond Active ETF
PYLD
$14.8B
$128M 0.81%
4,762,716
+231,238
+5% +$6.14M
DECU
20
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
$52.8M
$128M 0.81%
4,748,721
+4,748,609
+4,239,829% +$124M
JAAA icon
21
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$123M 0.78%
2,416,358
+161,283
+7% +$8.17M
BILZ icon
22
PIMCO Ultra Short Government Active ETF
BILZ
$993M
$120M 0.77%
1,187,960
-177,191
-13% -$17.9M
IEMG icon
23
iShares Core MSCI Emerging Markets ETF
IEMG
$151B
$115M 0.73%
1,747,766
+149,849
+9% +$9.35M
SPYM
24
State Street SPDR Portfolio S&P 500 ETF
SPYM
$159B
$113M 0.72%
1,442,622
-81,193
-5% -$6.12M
TSLA icon
25
Tesla
TSLA
$1.23T
$110M 0.7%
246,414
+9,586
+4% +$3.32M
1
2 3 4 5

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.