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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
1
Vanguard S&P 500 ETF
VOO
$972B
$444M 3.66%
1,126,617
-27,135
-2% -$11M
AAPL icon
2
Apple
AAPL
$4.88T
$308M 2.54%
2,175,127
+80,528
+4% +$11.9M
IVV icon
3
iShares Core S&P 500 ETF
IVV
$879B
$281M 2.32%
652,331
+109,045
+20% +$48.3M
IWY icon
4
iShares Russell Top 200 Growth ETF
IWY
$16.1B
$277M 2.28%
1,816,051
-327,443
-15% -$51.7M
QQQ icon
5
Invesco QQQ Trust
QQQ
$458B
$258M 2.12%
720,556
+205,589
+40% +$75.7M
VUG icon
6
Vanguard Growth ETF
VUG
$218B
$228M 1.88%
4,718,094
+1,371,258
+41% +$68.2M
SPYM
7
State Street SPDR Portfolio S&P 500 ETF
SPYM
$158B
$198M 1.63%
3,922,491
+503,924
+15% +$26.1M
SPY icon
8
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$185M 1.52%
429,996
+286,197
+199% +$126M
IWX icon
9
iShares Russell Top 200 Value ETF
IWX
$4.03B
$158M 1.31%
2,414,221
-210,120
-8% -$14.1M
MSFT icon
10
Microsoft
MSFT
$2.85T
$155M 1.28%
549,352
+28,039
+5% +$8.16M
VMBS icon
11
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$143M 1.17%
2,674,669
-352
-0% -$18.8K
TLT icon
12
iShares 20+ Year Treasury Bond ETF
TLT
$42.2B
$137M 1.13%
952,056
+6,705
+0.7% +$996K
VEA icon
13
Vanguard FTSE Developed Markets ETF
VEA
$227B
$132M 1.09%
2,609,455
-7,835
-0.3% -$408K
USIG icon
14
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.2B
$126M 1.04%
2,093,548
-133,503
-6% -$8.13M
AMZN icon
15
Amazon
AMZN
$2.51T
$108M 0.89%
656,700
+63,340
+11% +$10.9M
GLD icon
16
SPDR Gold Trust
GLD
$131B
$106M 0.88%
647,462
+58,935
+10% +$9.87M
SPYG icon
17
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51.1B
$102M 0.84%
1,600,616
+437,334
+38% +$28.9M
MTUM icon
18
iShares MSCI USA Momentum Factor ETF
MTUM
$25.8B
$94.6M 0.78%
538,833
+298,008
+124% +$53M
EFG icon
19
iShares MSCI EAFE Growth ETF
EFG
$16.4B
$93.9M 0.77%
881,973
+176,182
+25% +$19.4M
EFV icon
20
iShares MSCI EAFE Value ETF
EFV
$27.6B
$92.5M 0.76%
1,819,342
-46,643
-2% -$2.42M
AGG icon
21
iShares Core US Aggregate Bond ETF
AGG
$138B
$90.1M 0.74%
784,566
-170,694
-18% -$19.8M
IWM icon
22
iShares Russell 2000 ETF
IWM
$81.4B
$88M 0.73%
402,370
+38,888
+11% +$8.62M
VWO icon
23
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$87.5M 0.72%
1,748,677
-30,764
-2% -$1.59M
IWS icon
24
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$86.4M 0.71%
762,644
+39,451
+5% +$4.57M
IEMG icon
25
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$82.7M 0.68%
1,339,832
+71,182
+6% +$4.53M
1
2 3 4 5

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SA
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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.