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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+1.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$3.46B
AUM Growth
+$132M
Cap. Flow
+$95.9M
Cap. Flow %
2.77%
Top 10 Hldgs %
24.98%
Holding
1,093
New
121
Increased
474
Reduced
366
Closed
104

Top Buys

Rank Stock Value
1
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$11.3M
2
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$9.39M
3
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$7.73M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$7.05M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$44.1M
2
FBND icon
Fidelity Total Bond ETF
FBND
+$26.1M
3
FQAL icon
Fidelity Quality Factor ETF
FQAL
+$19.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.1M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 6.13%
2 Financials 3.96%
3 Consumer Discretionary 3.07%
4 Healthcare 2.97%
5 Industrials 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
1
Vanguard S&P 500 ETF
VOO
$974B
$261M 7.55%
958,254
-23,153
-2% -$6.28M
IWY icon
2
iShares Russell Top 200 Growth ETF
IWY
$16.1B
$105M 3.03%
1,205,548
+18,818
+2% +$1.64M
IWX icon
3
iShares Russell Top 200 Value ETF
IWX
$4.04B
$82.7M 2.39%
1,509,676
-12,309
-0.8% -$669K
AAPL icon
4
Apple
AAPL
$4.9T
$78.7M 2.27%
1,405,544
+24,328
+2% +$1.27M
VEA icon
5
Vanguard FTSE Developed Markets ETF
VEA
$227B
$72.7M 2.1%
1,768,751
-17,000
-1% -$694K
VMBS icon
6
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$63.4M 1.83%
1,190,999
+26,977
+2% +$1.43M
USIG icon
7
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$58.1M 1.68%
996,213
-144,662
-13% -$8.35M
TLT icon
8
iShares 20+ Year Treasury Bond ETF
TLT
$42.3B
$52.7M 1.52%
368,033
+50,396
+16% +$7M
EFV icon
9
iShares MSCI EAFE Value ETF
EFV
$27.7B
$46.3M 1.34%
977,248
+57,491
+6% +$2.68M
IVV icon
10
iShares Core S&P 500 ETF
IVV
$881B
$44M 1.27%
147,401
-148,297
-50% -$44.1M
VGIT icon
11
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$38.3M 1.11%
574,140
+169,448
+42% +$11.3M
SCZ icon
12
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$37.1M 1.07%
647,802
-30,463
-4% -$1.72M
IWS icon
13
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$36.9M 1.07%
411,198
+7,409
+2% +$656K
IEMG icon
14
iShares Core MSCI Emerging Markets ETF
IEMG
$151B
$36.6M 1.06%
746,523
-57,391
-7% -$2.85M
EFG icon
15
iShares MSCI EAFE Growth ETF
EFG
$16.4B
$36.2M 1.05%
449,235
+12,997
+3% +$1.04M
VGSH icon
16
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$36M 1.04%
591,121
+21,303
+4% +$1.3M
SPSM icon
17
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17B
$34.6M 1%
1,154,579
-5,093
-0.4% -$154K
MSFT icon
18
Microsoft
MSFT
$2.86T
$34.1M 0.99%
245,235
+14,565
+6% +$2M
WDIV icon
19
State Street SPDR S&P Global Dividend ETF
WDIV
$276M
$34.1M 0.98%
504,713
-23,715
-4% -$1.57M
QQQ icon
20
Invesco QQQ Trust
QQQ
$460B
$33.1M 0.96%
175,317
+19,456
+12% +$3.69M
FGD icon
21
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.52B
$33.1M 0.96%
1,441,754
-62,129
-4% -$1.4M
ITOT icon
22
iShares Core S&P Total US Stock Market ETF
ITOT
$93.8B
$33M 0.95%
492,517
-30,439
-6% -$2.04M
ANGL icon
23
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.08B
$31.6M 0.91%
1,076,891
+5,835
+0.5% +$171K
AGG icon
24
iShares Core US Aggregate Bond ETF
AGG
$138B
$30.5M 0.88%
269,753
-20,282
-7% -$2.28M
USMV icon
25
iShares MSCI USA Min Vol Factor ETF
USMV
$23.3B
$30.5M 0.88%
475,085
-110,053
-19% -$6.97M
1
2 3 4 5

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NC
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FAF
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BBHC
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TAF
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JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
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HNB
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AE Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, AE Wealth Management held 1,093 positions worth $3.46B, up 4% from $3.33B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2019 filing shows 121 new, 474 increased, 366 reduced and 104 closed positions. Its largest new stake was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M. The largest sale was iShares Core S&P 500 ETF, an estimated $44.1M.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, up from 6.1% a quarter earlier, followed by Financials and Consumer Discretionary.

  • AE Wealth Management's largest Q3 2019 buy was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M.
  • AE Wealth Management added most to Vanguard Intermediate-Term Treasury ETF in Q3 2019, an estimated $11.3M increase.
  • AE Wealth Management's biggest Q3 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $44.1M.
  • AE Wealth Management fully exited Fidelity Quality Factor ETF in Q3 2019, selling an estimated $19.1M.
  • AE Wealth Management's ten largest holdings make up 25% of its $3.46B portfolio in Q3 2019.
  • AE Wealth Management opened 121 new positions and closed 104 in Q3 2019.
  • AE Wealth Management's portfolio value rose 4% quarter-over-quarter to $3.46B.

Based on AE Wealth Management's 13F filing for Q3 2019, filed 5 Nov 2019.