We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHV icon
1
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$262M 6.02%
2,358,557
+2,342,475
+14,566% +$259M
VOO icon
2
Vanguard S&P 500 ETF
VOO
$971B
$238M 5.46%
1,002,905
-15,820
-2% -$4.43M
IWY icon
3
iShares Russell Top 200 Growth ETF
IWY
$16.1B
$108M 2.48%
1,279,317
-55,375
-4% -$5.27M
AAPL icon
4
Apple
AAPL
$4.89T
$103M 2.37%
1,623,720
+128,456
+9% +$9.45M
TLT icon
5
iShares 20+ Year Treasury Bond ETF
TLT
$42.2B
$93.5M 2.15%
566,957
+98,436
+21% +$14.7M
VGIT icon
6
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$83.9M 1.93%
1,189,898
+521,585
+78% +$35.4M
IVV icon
7
iShares Core S&P 500 ETF
IVV
$879B
$72.9M 1.68%
282,279
+26,342
+10% +$8.07M
IWX icon
8
iShares Russell Top 200 Value ETF
IWX
$4.03B
$72.8M 1.67%
1,649,998
+66,904
+4% +$3.6M
VMBS icon
9
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$69.8M 1.6%
1,280,688
-82,949
-6% -$4.43M
VEA icon
10
Vanguard FTSE Developed Markets ETF
VEA
$227B
$63.8M 1.47%
1,912,924
-264,894
-12% -$10.6M
USIG icon
11
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.2B
$62.8M 1.44%
1,120,331
-13,879
-1% -$806K
MSFT icon
12
Microsoft
MSFT
$2.85T
$50.8M 1.17%
321,864
+50,745
+19% +$8.34M
QQQ icon
13
Invesco QQQ Trust
QQQ
$458B
$50.5M 1.16%
265,150
+19,326
+8% +$4.09M
VUG icon
14
Vanguard Growth ETF
VUG
$217B
$48.5M 1.12%
1,858,386
+814,686
+78% +$24.4M
GOVT icon
15
iShares US Treasury Bond ETF
GOVT
$43.6B
$47.5M 1.09%
1,696,718
+552,083
+48% +$14.8M
VGSH icon
16
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$47.5M 1.09%
762,128
+50,409
+7% +$3.09M
IEMG icon
17
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$41.5M 0.95%
1,024,656
-98,118
-9% -$4.82M
SHY icon
18
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$39.7M 0.91%
458,208
+267,341
+140% +$22.8M
EFV icon
19
iShares MSCI EAFE Value ETF
EFV
$27.6B
$39.6M 0.91%
1,108,817
-12,595
-1% -$560K
LMBS icon
20
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$39.2M 0.9%
767,808
+428,549
+126% +$22.3M
GLD icon
21
SPDR Gold Trust
GLD
$131B
$36.4M 0.84%
245,577
+39,500
+19% +$5.88M
IWS icon
22
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$36.1M 0.83%
563,238
-3,479
-0.6% -$297K
JPST icon
23
JPMorgan Ultra-Short Income ETF
JPST
$40B
$33.9M 0.78%
682,562
+178,481
+35% +$8.97M
SJNK icon
24
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$33.7M 0.78%
1,432,178
+1,396,421
+3,905% +$36.2M
AMZN icon
25
Amazon
AMZN
$2.5T
$32.3M 0.74%
331,560
-2,120
-0.6% -$205K
1
2 3 4 5

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.