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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
1
Vanguard S&P 500 ETF
VOO
$972B
$333M 4.75%
1,080,858
-25,814
-2% -$7.86M
TLT icon
2
iShares 20+ Year Treasury Bond ETF
TLT
$42.2B
$332M 4.74%
2,035,920
+332,856
+20% +$55.2M
AAPL icon
3
Apple
AAPL
$4.89T
$221M 3.15%
1,907,030
+103,682
+6% +$11.3M
QQQ icon
4
Invesco QQQ Trust
QQQ
$458B
$168M 2.4%
606,132
+152,871
+34% +$41.5M
IWY icon
5
iShares Russell Top 200 Growth ETF
IWY
$16.1B
$167M 2.38%
1,375,843
-263,932
-16% -$31.1M
VUG icon
6
Vanguard Growth ETF
VUG
$218B
$130M 1.85%
3,421,734
+401,364
+13% +$14.8M
IWX icon
7
iShares Russell Top 200 Value ETF
IWX
$4.03B
$109M 1.56%
2,137,591
+258,229
+14% +$13.2M
VEA icon
8
Vanguard FTSE Developed Markets ETF
VEA
$227B
$107M 1.52%
2,608,601
+108,720
+4% +$4.46M
USIG icon
9
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.2B
$106M 1.52%
1,747,477
+235,372
+16% +$14.4M
VMBS icon
10
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$101M 1.44%
1,857,820
+285,710
+18% +$15.5M
IVV icon
11
iShares Core S&P 500 ETF
IVV
$879B
$97.1M 1.39%
288,974
+1,831
+0.6% +$609K
AGG icon
12
iShares Core US Aggregate Bond ETF
AGG
$138B
$94.2M 1.34%
798,071
+544,562
+215% +$64.6M
AMZN icon
13
Amazon
AMZN
$2.51T
$90.7M 1.29%
576,260
+107,240
+23% +$16.9M
MSFT icon
14
Microsoft
MSFT
$2.85T
$86.3M 1.23%
410,132
+1,948
+0.5% +$409K
GLD icon
15
SPDR Gold Trust
GLD
$131B
$79.4M 1.13%
448,229
+22,400
+5% +$4.03M
SHY icon
16
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$61.4M 0.88%
710,184
+56,810
+9% +$4.92M
VGSH icon
17
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$60.5M 0.86%
973,794
-29,098
-3% -$1.81M
IEMG icon
18
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$55.2M 0.79%
1,045,393
+35,345
+3% +$1.85M
MTUM icon
19
iShares MSCI USA Momentum Factor ETF
MTUM
$25.8B
$53.5M 0.76%
362,810
-96,942
-21% -$13.9M
IWS icon
20
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$51.4M 0.73%
635,447
-4,964
-0.8% -$402K
EFV icon
21
iShares MSCI EAFE Value ETF
EFV
$27.6B
$50.8M 0.72%
1,258,503
+12,592
+1% +$521K
SJNK icon
22
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$49.4M 0.7%
1,907,812
+220,982
+13% +$5.7M
VWO icon
23
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$47.7M 0.68%
1,103,213
+4,323
+0.4% +$188K
SPYG icon
24
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51.1B
$45.8M 0.65%
914,052
-198,456
-18% -$9.73M
VGIT icon
25
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$45.2M 0.65%
641,496
+62,848
+11% +$4.43M
1
2 3 4 5

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SA
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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.