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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
1
Vanguard S&P 500 ETF
VOO
$972B
$301M 6.54%
1,018,725
+60,471
+6% +$17.1M
IWY icon
2
iShares Russell Top 200 Growth ETF
IWY
$16.1B
$129M 2.8%
1,334,692
+129,144
+11% +$11.8M
AAPL icon
3
Apple
AAPL
$4.89T
$110M 2.38%
1,495,264
+89,720
+6% +$5.77M
VEA icon
4
Vanguard FTSE Developed Markets ETF
VEA
$227B
$96M 2.08%
2,177,818
+409,067
+23% +$17.4M
IWX icon
5
iShares Russell Top 200 Value ETF
IWX
$4.03B
$92.6M 2.01%
1,583,094
+73,418
+5% +$4.15M
IVV icon
6
iShares Core S&P 500 ETF
IVV
$879B
$82.7M 1.8%
255,937
+108,536
+74% +$33.6M
VMBS icon
7
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$72.5M 1.57%
1,363,637
+172,638
+14% +$9.18M
USIG icon
8
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.2B
$66.1M 1.43%
1,134,210
+137,997
+14% +$8.02M
TLT icon
9
iShares 20+ Year Treasury Bond ETF
TLT
$42.2B
$63.5M 1.38%
468,521
+100,488
+27% +$14M
IEMG icon
10
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$60.4M 1.31%
1,122,774
+376,251
+50% +$19.4M
EFV icon
11
iShares MSCI EAFE Value ETF
EFV
$27.6B
$56M 1.22%
1,121,412
+144,164
+15% +$7.07M
IWS icon
12
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$53.7M 1.17%
566,717
+155,519
+38% +$14.2M
QQQ icon
13
Invesco QQQ Trust
QQQ
$459B
$52.3M 1.13%
245,824
+70,507
+40% +$14.1M
AGG icon
14
iShares Core US Aggregate Bond ETF
AGG
$138B
$47.1M 1.02%
419,308
+149,555
+55% +$16.9M
VGIT icon
15
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$44M 0.96%
668,313
+94,173
+16% +$6.25M
VGSH icon
16
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$43.3M 0.94%
711,719
+120,598
+20% +$7.34M
MSFT icon
17
Microsoft
MSFT
$2.85T
$42.8M 0.93%
271,119
+25,884
+11% +$3.8M
SPSM icon
18
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17B
$42.6M 0.92%
1,305,247
+150,668
+13% +$4.7M
SCZ icon
19
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$41M 0.89%
658,947
+11,145
+2% +$670K
EFG icon
20
iShares MSCI EAFE Growth ETF
EFG
$16.4B
$40.5M 0.88%
468,796
+19,561
+4% +$1.63M
ITOT icon
21
iShares Core S&P Total US Stock Market ETF
ITOT
$93.6B
$40.1M 0.87%
551,393
+58,876
+12% +$4.1M
FGD icon
22
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
$39.5M 0.86%
1,584,922
+143,168
+10% +$3.44M
WDIV icon
23
State Street SPDR S&P Global Dividend ETF
WDIV
$277M
$39.5M 0.86%
552,873
+48,160
+10% +$3.35M
ANGL icon
24
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.08B
$37.1M 0.8%
1,242,680
+165,789
+15% +$4.87M
SPY icon
25
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$36.5M 0.79%
113,459
+49,184
+77% +$15.1M
1
2 3 4 5

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SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.