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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.91T
$492M 2.94%
2,873,580
+199,462
+7% +$36.6M
SPYM
2
State Street SPDR Portfolio S&P 500 ETF
SPYM
$159B
$366M 2.19%
7,285,184
+499,533
+7% +$26.1M
MSFT icon
3
Microsoft
MSFT
$2.86T
$317M 1.9%
1,004,612
+68,848
+7% +$22.8M
IVV icon
4
iShares Core S&P 500 ETF
IVV
$881B
$308M 1.84%
716,360
-8,260
-1% -$3.69M
VOO icon
5
Vanguard S&P 500 ETF
VOO
$974B
$300M 1.79%
763,831
-42,521
-5% -$17.4M
BIL icon
6
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$300M 1.79%
3,266,086
+303,461
+10% +$27.8M
SPY icon
7
State Street SPDR S&P 500 ETF Trust
SPY
$782B
$287M 1.71%
670,877
-33,865
-5% -$15.1M
QQQ icon
8
Invesco QQQ Trust
QQQ
$459B
$242M 1.45%
675,725
-74,528
-10% -$27.6M
SGOV icon
9
iShares 0-3 Month Treasury Bond ETF
SGOV
$98.6B
$188M 1.12%
1,868,522
+145,476
+8% +$14.6M
IWY icon
10
iShares Russell Top 200 Growth ETF
IWY
$16.1B
$173M 1.03%
1,124,538
-29,478
-3% -$4.7M
AMZN icon
11
Amazon
AMZN
$2.51T
$172M 1.03%
1,354,770
+80,329
+6% +$10.8M
DFSU
12
Dimensional US Sustainability Core 1 ETF
DFSU
$2.25B
$170M 1.02%
6,123,355
+177,980
+3% +$5.14M
NVDA icon
13
NVIDIA
NVDA
$5.11T
$143M 0.85%
3,286,050
+354,610
+12% +$15.9M
IEMG icon
14
iShares Core MSCI Emerging Markets ETF
IEMG
$151B
$128M 0.77%
2,698,753
-137,727
-5% -$6.82M
GOOGL icon
15
Alphabet (Google) Class A
GOOGL
$3.91T
$123M 0.74%
942,009
+44,541
+5% +$5.76M
SPYG icon
16
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51.2B
$122M 0.73%
2,056,187
+481,103
+31% +$29.5M
VUG icon
17
Vanguard Growth ETF
VUG
$218B
$118M 0.71%
2,607,540
-1,053,402
-29% -$49.8M
IWX icon
18
iShares Russell Top 200 Value ETF
IWX
$4.04B
$112M 0.67%
1,719,064
-39,312
-2% -$2.67M
VTI icon
19
Vanguard Total Stock Market ETF
VTI
$658B
$110M 0.66%
518,487
+55,607
+12% +$12.3M
VNLA icon
20
Janus Henderson Short Duration Income ETF
VNLA
$3.33B
$108M 0.65%
2,253,434
+1,400,701
+164% +$67.1M
VGSH icon
21
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$105M 0.63%
1,830,653
+85,722
+5% +$4.94M
XOM icon
22
ExxonMobil
XOM
$649B
$103M 0.61%
874,299
+42,273
+5% +$4.64M
VMBS icon
23
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$99M 0.59%
2,262,347
+56,612
+3% +$2.55M
TLT icon
24
iShares 20+ Year Treasury Bond ETF
TLT
$42.3B
$91.3M 0.55%
1,029,249
-152,366
-13% -$14.6M
EFG icon
25
iShares MSCI EAFE Growth ETF
EFG
$16.4B
$89.5M 0.53%
1,036,755
-45,873
-4% -$4.23M
1
2 3 4 5

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SA
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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.