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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+5.97%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.5B
AUM Growth
+$1.71B
Cap. Flow
+$1.08B
Cap. Flow %
6.97%
Top 10 Hldgs %
18.75%
Holding
2,042
New
231
Increased
922
Reduced
677
Closed
176

Top Buys

Rank Stock Value
1
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$151M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$141M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$87.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.4M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$45.7M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$107M
2
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$92.3M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$58.5M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$31.9M
5
MOHR
Mohr Growth ETF
MOHR
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 8.52%
2 Financials 4.7%
3 Healthcare 3.73%
4 Consumer Discretionary 3.41%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.88T
$423M 2.72%
2,563,831
-39,562
-2% -$5.84M
BIL icon
2
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$384M 2.47%
4,186,578
-1,171,752
-22% -$107M
SPYM
3
State Street SPDR Portfolio S&P 500 ETF
SPYM
$158B
$337M 2.17%
7,001,665
-680,534
-9% -$31.9M
IVV icon
4
iShares Core S&P 500 ETF
IVV
$879B
$330M 2.12%
802,499
+72,176
+10% +$28.9M
VOO icon
5
Vanguard S&P 500 ETF
VOO
$972B
$314M 2.02%
834,900
-16,817
-2% -$6.17M
SPY icon
6
State Street SPDR S&P 500 ETF Trust
SPY
$780B
$270M 1.74%
660,398
+173,937
+36% +$69.4M
TLT icon
7
iShares 20+ Year Treasury Bond ETF
TLT
$42.2B
$240M 1.55%
2,259,293
+1,351,330
+149% +$141M
MSFT icon
8
Microsoft
MSFT
$2.85T
$233M 1.5%
807,751
+61,643
+8% +$15.7M
QQQ icon
9
Invesco QQQ Trust
QQQ
$458B
$210M 1.35%
655,046
+3,189
+0.5% +$941K
IWY icon
10
iShares Russell Top 200 Growth ETF
IWY
$16.1B
$171M 1.1%
1,229,978
+76,015
+7% +$9.87M
DFSU
11
Dimensional US Sustainability Core 1 ETF
DFSU
$2.24B
$153M 0.99%
+5,761,921
New +$151M
IEF icon
12
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$147M 0.95%
1,481,860
+892,456
+151% +$87.2M
IEMG icon
13
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$141M 0.91%
2,890,391
+266,352
+10% +$13.1M
VTV icon
14
Vanguard Value ETF
VTV
$189B
$133M 0.86%
965,660
-27,754
-3% -$3.89M
AMZN icon
15
Amazon
AMZN
$2.51T
$127M 0.82%
1,228,167
+94,264
+8% +$9.11M
VUG icon
16
Vanguard Growth ETF
VUG
$218B
$125M 0.81%
3,012,570
+575,292
+24% +$22.4M
XOM icon
17
ExxonMobil
XOM
$650B
$124M 0.8%
1,129,524
+101,713
+10% +$11.3M
IWX icon
18
iShares Russell Top 200 Value ETF
IWX
$4.03B
$118M 0.76%
1,811,558
+16,641
+0.9% +$1.09M
EFG icon
19
iShares MSCI EAFE Growth ETF
EFG
$16.4B
$108M 0.69%
1,151,553
+149,799
+15% +$13.5M
NVDA icon
20
NVIDIA
NVDA
$5.09T
$95.9M 0.62%
3,450,790
-96,360
-3% -$2.09M
VMBS icon
21
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$94.8M 0.61%
2,037,134
+542
+0% +$25.2K
SHV icon
22
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$93.2M 0.6%
843,007
+208,229
+33% +$22.9M
HTRB icon
23
Hartford Total Return Bond ETF
HTRB
$2.22B
$91.1M 0.59%
2,680,524
-39,796
-1% -$1.34M
SPYG icon
24
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51.1B
$90.4M 0.58%
1,632,477
-8,071
-0.5% -$427K
IWM icon
25
iShares Russell 2000 ETF
IWM
$81.4B
$88.7M 0.57%
497,014
+14,946
+3% +$2.75M
1
2 3 4 5

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q1 2023 Portfolio in Review

As of Q1 2023, AE Wealth Management held 2,042 positions worth $15.5B, up 12% from $13.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

AE Wealth Management deployed $1.08B of net new capital in Q1 2023, opening 231 new positions and adding to 922 existing holdings. Its largest new stake was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $107M trimmed.

  • AE Wealth Management's largest Q1 2023 buy was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.
  • AE Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q1 2023, an estimated $141M increase.
  • AE Wealth Management's biggest Q1 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $107M.
  • AE Wealth Management fully exited First Trust NASDAQ ABA Community Bank Index Fund in Q1 2023, selling an estimated $10.2M.
  • AE Wealth Management's ten largest holdings make up 19% of its $15.5B portfolio in Q1 2023.
  • AE Wealth Management opened 231 new positions and closed 176 in Q1 2023.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $15.5B.

Based on AE Wealth Management's 13F filing for Q1 2023, filed 14 Apr 2023.