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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
1
Vanguard S&P 500 ETF
VOO
$974B
$500M 3.49%
1,145,820
+19,203
+2% +$8.11M
AAPL icon
2
Apple
AAPL
$4.9T
$393M 2.74%
2,213,462
+38,335
+2% +$6.06M
IVV icon
3
iShares Core S&P 500 ETF
IVV
$881B
$340M 2.37%
713,633
+61,302
+9% +$28.3M
IWY icon
4
iShares Russell Top 200 Growth ETF
IWY
$16.2B
$327M 2.28%
1,885,785
+69,734
+4% +$11.6M
SPY icon
5
State Street SPDR S&P 500 ETF Trust
SPY
$782B
$285M 1.99%
599,952
+169,956
+40% +$78M
SPYM
6
State Street SPDR Portfolio S&P 500 ETF
SPYM
$159B
$277M 1.93%
4,968,428
+1,045,937
+27% +$56.5M
VUG icon
7
Vanguard Growth ETF
VUG
$218B
$260M 1.81%
4,855,104
+137,010
+3% +$7.14M
QQQ icon
8
Invesco QQQ Trust
QQQ
$460B
$255M 1.78%
640,623
-79,933
-11% -$30.9M
MSFT icon
9
Microsoft
MSFT
$2.86T
$195M 1.36%
580,773
+31,421
+6% +$10.2M
IWX icon
10
iShares Russell Top 200 Value ETF
IWX
$4.04B
$169M 1.18%
2,409,590
-4,631
-0.2% -$317K
TLT icon
11
iShares 20+ Year Treasury Bond ETF
TLT
$42.3B
$154M 1.07%
1,039,278
+87,222
+9% +$12.9M
MGK icon
12
Vanguard Mega Cap Growth ETF
MGK
$32.2B
$148M 1.03%
2,835,835
+1,731,800
+157% +$87.7M
VMBS icon
13
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$146M 1.02%
2,757,348
+82,679
+3% +$4.38M
VEA icon
14
Vanguard FTSE Developed Markets ETF
VEA
$227B
$138M 0.96%
2,709,249
+99,794
+4% +$5.12M
DGRO icon
15
iShares Core Dividend Growth ETF
DGRO
$42.6B
$133M 0.93%
2,395,290
+1,907,287
+391% +$102M
VGIT icon
16
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$128M 0.89%
1,928,813
+932,356
+94% +$62.5M
GLD icon
17
SPDR Gold Trust
GLD
$131B
$126M 0.88%
737,661
+90,199
+14% +$15.1M
USIG icon
18
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$126M 0.88%
2,107,184
+13,636
+0.7% +$818K
AMZN icon
19
Amazon
AMZN
$2.51T
$116M 0.81%
693,720
+37,020
+6% +$6.34M
QUAL icon
20
iShares MSCI USA Quality Factor ETF
QUAL
$46.1B
$113M 0.79%
776,281
+569,876
+276% +$80.5M
SPYG icon
21
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51.2B
$113M 0.79%
1,553,894
-46,722
-3% -$3.26M
EFG icon
22
iShares MSCI EAFE Growth ETF
EFG
$16.4B
$105M 0.73%
952,196
+70,223
+8% +$7.69M
VWO icon
23
Vanguard FTSE Emerging Markets ETF
VWO
$120B
$100M 0.7%
2,022,764
+274,087
+16% +$13.8M
IWS icon
24
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$97.2M 0.68%
794,565
+31,921
+4% +$3.81M
MBB icon
25
iShares MBS ETF
MBB
$39.1B
$96.5M 0.67%
898,304
+694,471
+341% +$74.8M
1
2 3 4 5

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.