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AWM

AE Wealth Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 26.98%
This Fund
S&P 500
This Quarter Est. Return
-0.98%
1 Year Est. Return
+26.98%
3 Year Est. Return
+72.5%
5 Year Est. Return
+78.23%
10 Year Est. Return
–
AUM
$18.5B
AUM Growth
+$1.07B
Cap. Flow
+$1.48B
Cap. Flow %
8.02%
Top 10 Hldgs %
20.74%
Holding
2,734
New
280
Increased
1,231
Reduced
774
Closed
144
Avg Time Held Equity + Options
10.8 quarters
Top 10 Avg Time Held Equity + Options
10.7 quarters
Top 20 Avg Time Held Equity + Options
12.6 quarters
Avg Time Held Equity only
10.8 quarters
Top 10 Avg Time Held Equity only
10.7 quarters
Top 20 Avg Time Held Equity only
12.6 quarters

Top Buys

Rank Stock Value
1
SCEP icon
Sterling Capital Hedged Equity Premium Income ETF
SCEP
+$136M
2
MSFT icon
Microsoft
MSFT
+$106M
3
SCMC icon
Sterling Capital Multi-Strategy Income ETF
SCMC
+$101M
4
NVDA icon
NVIDIA
NVDA
+$97.7M
5
SCNM icon
Sterling Capital National Municipal Bond ETF
SCNM
+$90M

Top Sells

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$83.9M
2
QBER icon
TrueShares Quarterly Bear Hedge ETF
QBER
+$52.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$49.3M
4
OEF icon
iShares S&P 100 ETF
OEF
+$44.7M
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$41.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.66%
2 Technology 16.5%
3 Financials 6.72%
4 Consumer Discretionary 4.45%
5 Communication Services 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
NVDA icon
1
NVIDIA
NVDA
$5.54T
$629M 3.4%
3,604,413
+532,620
+17% +$97.7M
2017 Q3
34 quarters
AAPL icon
2
Apple
AAPL
$4.91T
$614M 3.32%
2,418,374
+267,540
+12% +$69.6M
2016 Q4
37 quarters
MSFT icon
3
Microsoft
MSFT
$3.97T
$475M 2.57%
1,284,331
+252,790
+25% +$106M
2016 Q4
37 quarters
VNLA icon
4
Janus Henderson Short Duration Income ETF
VNLA
$3.48B
$387M 2.09%
7,914,443
+431,745
+6% +$21.2M
2023 Q2
11 quarters
IVV icon
5
iShares Core S&P 500 ETF
IVV
$897B
$350M 1.89%
535,640
+28,692
+6% +$19.6M
2016 Q4
37 quarters
AMZN icon
6
Amazon
AMZN
$2.83T
$333M 1.8%
1,596,626
+88,725
+6% +$19.5M
2016 Q4
37 quarters
SPYG icon
7
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$58.1B
$300M 1.62%
3,069,038
+126,353
+4% +$13.2M
2018 Q3
30 quarters
AVIG icon
8
Avantis Core Fixed Income ETF
AVIG
$1.98B
$271M 1.47%
6,535,001
+445,942
+7% +$18.7M
2021 Q1
20 quarters
GOOGL icon
9
Alphabet (Google) Class A
GOOGL
$4.3T
$251M 1.36%
874,394
-17,438
-2% -$5.48M
2017 Q1
36 quarters
AVGO icon
10
Broadcom
AVGO
$1.73T
$224M 1.21%
724,608
+106,914
+17% +$35.2M
2017 Q4
33 quarters
PYLD icon
11
PIMCO Multi Sector Bond Active ETF
PYLD
$15.9B
$208M 1.13%
7,945,409
+1,466,190
+23% +$39.1M
2023 Q4
9 quarters
META icon
12
Meta Platforms (Facebook)
META
$1.83T
$206M 1.11%
359,570
+12,019
+3% +$7.7M
2016 Q4
37 quarters
SPYV icon
13
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.4B
$203M 1.1%
3,586,411
+87,233
+2% +$5.06M
2019 Q2
27 quarters
VOO icon
14
Vanguard S&P 500 ETF
VOO
$1.05T
$190M 1.02%
317,194
-21,086
-6% -$13.2M
2016 Q4
37 quarters
BOND icon
15
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.53B
$175M 0.94%
1,892,589
+410,522
+28% +$38.3M
2019 Q2
27 quarters
XOM icon
16
ExxonMobil
XOM
$695B
$170M 0.92%
1,002,282
+32,872
+3% +$4.8M
2016 Q4
37 quarters
IWY icon
17
iShares Russell Top 200 Growth ETF
IWY
$16.7B
$164M 0.89%
658,865
+20,741
+3% +$5.49M
2016 Q4
37 quarters
SPYM icon
18
State Street SPDR Portfolio S&P 500 ETF
SPYM
$180B
$141M 0.76%
1,847,371
+418,267
+29% +$33.5M
2019 Q2
27 quarters
SCEC icon
19
Sterling Capital Funds
SCEC
$591M
$138M 0.75%
5,492,991
+213,513
+4% +$5.41M
2025 Q2
3 quarters
JPM icon
20
JPMorgan Chase
JPM
$885B
$136M 0.74%
463,812
-52,795
-10% -$16M
2016 Q4
37 quarters
JNJ icon
21
Johnson & Johnson
JNJ
$630B
$134M 0.72%
547,306
+57,171
+12% +$13.3M
2016 Q4
37 quarters
JAAA icon
22
Janus Henderson AAA CLO ETF
JAAA
$32B
$133M 0.72%
2,640,486
+108,777
+4% +$5.51M
2022 Q2
15 quarters
BRK.B icon
23
Berkshire Hathaway Class B
BRK.B
$1.1T
$132M 0.72%
276,221
+10,338
+4% +$5.07M
2016 Q4
37 quarters
SIXO icon
24
AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF
SIXO
$120M
$132M 0.72%
3,917,163
-15,143
-0.4% -$526K
2023 Q4
9 quarters
SCEP icon
25
Sterling Capital Hedged Equity Premium Income ETF
SCEP
$240M
$131M 0.71%
+5,542,593
New +$136M
2026 Q1
0 quarters
1
2 3 4 5

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BPA
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SA
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AE Wealth Management's Q1 2026 Portfolio in Review

As of Q1 2026, AE Wealth Management held 2,734 positions worth $18.5B, up 6.1% from $17.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.48B of net new capital in Q1 2026, opening 280 new positions and adding to 1,231 existing holdings. Its largest new stake was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.

By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 53% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Growth ETF, an estimated $83.9M trimmed.

  • AE Wealth Management's largest Q1 2026 buy was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.
  • AE Wealth Management added most to Microsoft in Q1 2026, an estimated $106M increase.
  • AE Wealth Management's biggest Q1 2026 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $83.9M.
  • AE Wealth Management fully exited Loews in Q1 2026, selling an estimated $5.21M.
  • AE Wealth Management's ten largest holdings make up 21% of its $18.5B portfolio in Q1 2026.
  • AE Wealth Management opened 280 new positions and closed 144 in Q1 2026.
  • AE Wealth Management's portfolio value rose 6.1% quarter-over-quarter to $18.5B.

Based on AE Wealth Management's 13F filing for Q1 2026, filed 13 May 2026.