AE Wealth Management’s AllianzIM U.S. Equity Buffer10 Oct ETF OCTT Stock Holding History

AE Wealth Management’s Portfolio OCTT Stock Details OCTT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$180K	Sell	4,252 -673	-14%	-$29.3K	﹤0.01%	1630
2025 Q4	$214K	Sell	4,925 -2,621	-35%	-$113K	﹤0.01%	1492
2025 Q3	$322K	Sell	7,546 -1,677,158	-100%	-$69.3M	﹤0.01%	1160
2025 Q2	$67.6M	Sell	1,684,704 -28,238	-2%	-$1.07M	0.49%	43
2025 Q1	$63.8M	Sell	1,712,942 -9,051	-0.5%	-$347K	0.54%	38
2024 Q4	$65.8M	Buy	+1,721,993	New	+$65.7M	0.56%	38
2023 Q2	–	Sell	-481,297	Closed	-$14.5M	–	2007
2023 Q1	$14.5M	Buy	481,297 +93,412	+24%	+$2.74M	0.09%	262
2022 Q4	$11M	Buy	387,885 +195,162	+101%	+$5.47M	0.08%	297
2022 Q3	$5.15M	Buy	+192,723	New	+$5.41M	0.04%	424

Other funds holding OCTT

Sentinus LLC Oak Brook, Illinois $1.11B AUM 17.13% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

MWM

Modern Wealth Management Lenexa, Kansas $5.84B AUM 16.73% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

AE Wealth Management's OCTT Position: Q1 2026 in Review

AE Wealth Management reduced its AllianzIM U.S. Equity Buffer10 Oct ETF (OCTT) stake by 14% in Q1 2026, selling an estimated $29.3K and leaving 4,252 shares worth $180K. The position accounts for ﹤0.01% of the portfolio, ranked #1630.

AE Wealth Management first reported a position in OCTT in Q3 2022 and has held it in 9 quarters since. The position peaked at $67.6M in Q2 2025. 31 funds tracked by Wall St. Rank hold OCTT as of Q1 2026.

AE Wealth Management held 4,252 shares of AllianzIM U.S. Equity Buffer10 Oct ETF worth $180K as of Q1 2026.
AE Wealth Management sold 673 AllianzIM U.S. Equity Buffer10 Oct ETF shares in Q1 2026, an estimated $29.3K.
AllianzIM U.S. Equity Buffer10 Oct ETF made up ﹤0.01% of AE Wealth Management's portfolio in Q1 2026, its #1630 holding.
AE Wealth Management first reported a position in AllianzIM U.S. Equity Buffer10 Oct ETF in Q3 2022 and has held it in 9 quarters since.
AE Wealth Management's AllianzIM U.S. Equity Buffer10 Oct ETF position peaked at $67.6M in Q2 2025.
31 funds tracked by Wall St. Rank held AllianzIM U.S. Equity Buffer10 Oct ETF as of Q1 2026.

Based on AE Wealth Management's 13F filing for Q1 2026, filed 13 May 2026.