LPL Financial’s AllianzIM U.S. Equity Buffer10 Oct ETF OCTT Stock Holding History

LPL Financial’s Portfolio OCTT Stock Details OCTT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$3.04M	Sell	65,241 -7,044	-10%	-$320K	﹤0.01%	3288
2026 Q1	$3.06M	Sell	72,285 -372	-0.5%	-$16.2K	﹤0.01%	3112
2025 Q4	$3.16M	Buy	72,657 +7,595	+12%	+$327K	﹤0.01%	2955
2025 Q3	$2.77M	Buy	65,062 +22,081	+51%	+$912K	﹤0.01%	3017
2025 Q2	$1.73M	Buy	42,981 +7,411	+21%	+$280K	﹤0.01%	3267
2025 Q1	$1.32M	Sell	35,570 -600	-2%	-$23K	﹤0.01%	3313
2024 Q4	$1.38M	Buy	36,170 +10,150	+39%	+$387K	﹤0.01%	3209
2024 Q3	$976K	Buy	26,020 +7,796	+43%	+$289K	﹤0.01%	3433
2024 Q2	$671K	Buy	18,224 +8,625	+90%	+$312K	﹤0.01%	3607
2024 Q1	$345K	Buy	+9,599	New	+$336K	﹤0.01%	4095
2023 Q2	–	Sell	-11,644	Closed	-$350K	–	4653
2023 Q1	$350K	Buy	+11,644	New	+$342K	﹤0.01%	3622

Other funds holding OCTT

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Sentinus LLC Oak Brook, Illinois $1.25B AUM 22.33% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

MWM

Modern Wealth Management Lenexa, Kansas $8.4B AUM 21.02% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $802M AUM 22.13% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $49B AUM 25.55% 1-Year Est. Return

LPL Financial's OCTT Position: Q2 2026 in Review

LPL Financial reduced its AllianzIM U.S. Equity Buffer10 Oct ETF (OCTT) stake by 9.7% in Q2 2026, selling an estimated $320K and leaving 65,241 shares worth $3.04M. The position accounts for ﹤0.01% of the portfolio, ranked #3288.

LPL Financial first reported a position in OCTT in Q1 2023 and has held it in 11 quarters since. The position peaked at $3.16M in Q4 2025. 33 funds tracked by Wall St. Rank hold OCTT as of Q2 2026.

LPL Financial held 65,241 shares of AllianzIM U.S. Equity Buffer10 Oct ETF worth $3.04M as of Q2 2026.
LPL Financial sold 7,044 AllianzIM U.S. Equity Buffer10 Oct ETF shares in Q2 2026, an estimated $320K.
AllianzIM U.S. Equity Buffer10 Oct ETF made up ﹤0.01% of LPL Financial's portfolio in Q2 2026, its #3288 holding.
LPL Financial first reported a position in AllianzIM U.S. Equity Buffer10 Oct ETF in Q1 2023 and has held it in 11 quarters since.
LPL Financial's AllianzIM U.S. Equity Buffer10 Oct ETF position peaked at $3.16M in Q4 2025.
33 funds tracked by Wall St. Rank held AllianzIM U.S. Equity Buffer10 Oct ETF as of Q2 2026.

Based on LPL Financial's 13F filing for Q2 2026, filed 7 Aug 2026.