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AllianzIM U.S. Equity Buffer10 Oct ETF

22 hedge funds and large institutions have $57M invested in AllianzIM U.S. Equity Buffer10 Oct ETF in 2023 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

1.78% more ownership

Funds ownership: 88.52%90.31% (+1.8%)

0% more funds holding

Funds holding: 2222 (0)

3% less capital invested

Capital invested by funds: $58.7M → $57M (-$1.69M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

50% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 10

Holders
22
Holders Change
Holders Change %
0%
% of All Funds
0.35%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
4
Increased
5
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AWM
1
AE Wealth Management
Kansas
$14.5M +$2.74M +93,412 +24%
AIMU
2
Allianz Investment Management US
Minnesota
$12.7M -$954K -32,500 -7%
Osaic Holdings
3
Osaic Holdings
Arizona
$11.1M -$1.82M -62,097 -14%
SL
4
Sentinus LLC
Illinois
$5.8M +$1.17M +39,915 +26%
FHC
5
First Heartland Consultants
Missouri
$3.92M -$844K -28,755 -18%
KPWS
6
Kestra Private Wealth Services
Texas
$2.13M +$271K +9,223 +15%
BBPWM
7
Blue Bell Private Wealth Management
Pennsylvania
$1.5M +$23.8K +810 +2%
CAN
8
Cetera Advisor Networks
California
$1.06M -$246K -8,400 -19%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$921K -$396K -13,481 -31%
OMC
10
Old Mission Capital
Illinois
$830K -$357K -12,169 -31%
CF
11
Centaurus Financial
California
$686K +$670K +22,825 New
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$467K
AWS
13
Atria Wealth Solutions
New York
$452K -$84.5K -2,880 -16%
LPL Financial
14
LPL Financial
California
$350K +$342K +11,644 New
CA
15
Cetera Advisors
Colorado
$262K -$170K -5,800 -40%
NFG
16
Nations Financial Group
Iowa
$209K +$204K +6,960 New
UBS Group
17
UBS Group
Switzerland
$75.3K +$27.8K +948 +61%
JP Morgan Chase
18
JP Morgan Chase
New York
$44.2K +$43.1K +1,470 New
AF
19
Advisornet Financial
Minnesota
$34.4K -$15.6K -530 -32%
CFD
20
Creative Financial Designs
Indiana
$27.1K
HI
21
Harbour Investments
Wisconsin
$6.01K
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$4.03K -$454K -15,488 -10%
Jane Street
23
Jane Street
New York
-$460K -16,284 Closed
KAS
24
Kestra Advisory Services
Texas
-$457K -16,162 Closed
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
-$213K -7,552 Closed

OCTT Hedge Fund Activity: Q1 2023 in Review

22 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in AllianzIM U.S. Equity Buffer10 Oct ETF (OCTT) for Q1 2023, worth a combined $57M — down 2.9% from $58.7M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new OCTT positions and 3 closed out — a net gain of 1 holder — while 5 added to existing stakes and 10 trimmed.

The largest buyer was AE Wealth Management, adding an estimated $2.74M. The largest seller was Osaic Holdings, cutting an estimated $1.82M.

  • 22 institutional investors held AllianzIM U.S. Equity Buffer10 Oct ETF (OCTT) as of Q1 2023, unchanged from Q4 2022.
  • Funds reported $57M of AllianzIM U.S. Equity Buffer10 Oct ETF stock for Q1 2023, down 2.9% quarter-over-quarter.
  • 4 funds opened new AllianzIM U.S. Equity Buffer10 Oct ETF positions in Q1 2023 and 3 closed out, a net change of +1 holder.
  • The largest AllianzIM U.S. Equity Buffer10 Oct ETF buyer in Q1 2023 was AE Wealth Management, an estimated $2.74M added.
  • The largest AllianzIM U.S. Equity Buffer10 Oct ETF seller in Q1 2023 was Osaic Holdings, an estimated $1.82M sold.

Based on aggregated 13F filings for Q1 2023.