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AllianzIM U.S. Equity Buffer10 Oct ETF

25 hedge funds and large institutions have $26M invested in AllianzIM U.S. Equity Buffer10 Oct ETF in 2023 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 10 increasing their positions, 4 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 2

150% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 4

25% more funds holding

Funds holding: 2025 (+5)

4% less capital invested

Capital invested by funds: $27.1M → $26M (-$1.09M)

8.11% less ownership

Funds ownership: 72.57%64.46% (-8.1%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
25
Holders Change
+5
Holders Change %
+25%
% of All Funds
0.36%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
7
Increased
10
Reduced
4
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AIMU
1
Allianz Investment Management US
Minnesota
$8.17M -$1.88M -57,500 -19%
Osaic Holdings
2
Osaic Holdings
Arizona
$4.67M +$237K +7,269 +6%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$4.01M +$305K +9,338 +9%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$1.63M +$13.5K +415 +0.9%
CAN
5
Cetera Advisor Networks
California
$985K
FHC
6
First Heartland Consultants
Missouri
$830K +$37.2K +1,140 +5%
SWM
7
Spire Wealth Management
Virginia
$733K +$693K +21,230 New
Citadel Advisors
8
Citadel Advisors
Florida
$561K +$159K +4,868 +42%
CF
9
Centaurus Financial
California
$513K -$538K -16,504 -52%
PIA
10
Panoramic Investment Advisors
Colorado
$470K +$8.16K +250 +2%
CA
11
Cetera Advisors
Colorado
$430K +$41.6K +1,275 +11%
BFG
12
Bleakley Financial Group
New Jersey
$421K
SS
13
Simplicity Solutions
Minnesota
$421K
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$415K -$430K -13,182 -52%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$390K +$372K +11,410 New
AWS
16
Atria Wealth Solutions
New York
$348K +$333K +10,193 New
Cetera Investment Advisers
17
Cetera Investment Advisers
Illinois
$340K +$18.9K +580 +6%
NFG
18
Nations Financial Group
Iowa
$267K +$1.21K +37 +0.5%
MFA
19
Mayflower Financial Advisors
Massachusetts
$203K +$194K +5,941 New
HI
20
Harbour Investments
Wisconsin
$75.2K +$65.2K +2,000 +1,000%
AF
21
Advisornet Financial
Minnesota
$39.1K -$32.6K -1,000 -47%
CFD
22
Creative Financial Designs
Indiana
$30.7K
NS
23
NBC Securities
Alabama
$21K +$20.6K +633 New
UBS Group
24
UBS Group
Switzerland
$7.52K +$7.18K +220 New
PS
25
Principal Securities
Iowa
$4.27K +$4.08K +125 New

OCTT Hedge Fund Activity: Q4 2023 in Review

25 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in AllianzIM U.S. Equity Buffer10 Oct ETF (OCTT) for Q4 2023, worth a combined $26M — down 4% from $27.1M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new OCTT positions and 2 closed out — a net gain of 5 holders — while 10 added to existing stakes and 4 trimmed.

The largest buyer was Spire Wealth Management, opening a new position worth an estimated $693K. The largest seller was Kestra Private Wealth Services, exiting entirely with an estimated $2.21M sold.

  • 25 institutional investors held AllianzIM U.S. Equity Buffer10 Oct ETF (OCTT) as of Q4 2023, up from 20 in Q3 2023.
  • Funds reported $26M of AllianzIM U.S. Equity Buffer10 Oct ETF stock for Q4 2023, down 4% quarter-over-quarter.
  • 7 funds opened new AllianzIM U.S. Equity Buffer10 Oct ETF positions in Q4 2023 and 2 closed out, a net change of +5 holders.
  • The largest AllianzIM U.S. Equity Buffer10 Oct ETF buyer in Q4 2023 was Spire Wealth Management, an estimated $693K added.
  • The largest AllianzIM U.S. Equity Buffer10 Oct ETF seller in Q4 2023 was Kestra Private Wealth Services, an estimated $2.21M sold.

Based on aggregated 13F filings for Q4 2023.