AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
9 hedge funds and large institutions have $32.2M invested in AllianzIM U.S. Equity Buffer10 Oct ETF in 2021 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 4 increasing their positions, 2 reducing their positions, and 1 closing their positions.
100% more first-time investments, than exits
New positions opened: 2 | Existing positions closed: 1
100% more repeat investments, than reductions
Existing positions increased: 4 | Existing positions reduced: 2
13% more funds holding
Funds holding: 8 → 9 (+1)
7% more capital invested
Capital invested by funds: $30M → $32.2M (+$2.13M)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
2.62% less ownership
Funds ownership: 75.58% → 72.96% (-2.6%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Osaic Holdings
Scottsdale,
Arizona
|
+$1.44M |
| 2 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$393K |
| 3 |
CAN
Cetera Advisor Networks
El Segundo,
California
|
+$73.8K |
| 4 |
APA
American Portfolios Advisors
Holbrook,
New York
|
+$20.4K |
| 5 |
UBS Group
Zurich,
Switzerland
|
+$19.3K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AIMU
Allianz Investment Management US
Minneapolis,
Minnesota
|
-$1.12M |
| 2 |
T
TRUADVICE
Sarasota,
Florida
|
-$280K |
| 3 |
OMC
Old Mission Capital
Chicago,
Illinois
|
-$108K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
AIMU
1
Allianz Investment Management US
Minneapolis,
Minnesota
| $20.5M | -$1.12M | -37,500 | -5% |
|
|
2
Osaic Holdings
Scottsdale,
Arizona
| $8.63M | +$1.44M | +48,240 | +20% |
|
|
BBPWM
3
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $1.18M | +$4.51K | +151 | +0.4% |
|
|
CAN
4
Cetera Advisor Networks
El Segundo,
California
| $862K | +$73.8K | +2,473 | +10% |
|
|
5
Commonwealth Equity Services
Waltham,
Massachusetts
| $611K | +$393K | +13,167 | +190% |
|
|
OMC
6
Old Mission Capital
Chicago,
Illinois
| $332K | -$108K | -3,628 | -25% |
|
|
APA
7
American Portfolios Advisors
Holbrook,
New York
| $20.8K | +$20.4K | +685 | New |
|
|
8
UBS Group
Zurich,
Switzerland
| $20K | +$19.3K | +646 | New |
|
|
HI
9
Harbour Investments
Madison,
Wisconsin
| $6K | – | – | – |
|
|
T
10
TRUADVICE
Sarasota,
Florida
| – | -$280K | -9,297 | Closed |
|
OCTT Hedge Fund Activity: Q4 2021 in Review
9 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in AllianzIM U.S. Equity Buffer10 Oct ETF (OCTT) for Q4 2021, worth a combined $32.2M — up 7.1% from $30M a quarter earlier.
Buyers outnumbered sellers: 2 funds opened new OCTT positions and 1 closed out — a net gain of 1 holder — while 4 added to existing stakes and 2 trimmed.
The largest buyer was Osaic Holdings, adding an estimated $1.44M. The largest seller was Allianz Investment Management US, cutting an estimated $1.12M.
- 9 institutional investors held AllianzIM U.S. Equity Buffer10 Oct ETF (OCTT) as of Q4 2021, up from 8 in Q3 2021.
- Funds reported $32.2M of AllianzIM U.S. Equity Buffer10 Oct ETF stock for Q4 2021, up 7.1% quarter-over-quarter.
- 2 funds opened new AllianzIM U.S. Equity Buffer10 Oct ETF positions in Q4 2021 and 1 closed out, a net change of +1 holder.
- The largest AllianzIM U.S. Equity Buffer10 Oct ETF buyer in Q4 2021 was Osaic Holdings, an estimated $1.44M added.
- The largest AllianzIM U.S. Equity Buffer10 Oct ETF seller in Q4 2021 was Allianz Investment Management US, an estimated $1.12M sold.
Based on aggregated 13F filings for Q4 2021.