AE Wealth Management’s U.S. Small Cap Portfolio ETF Class Shares DFAS Stock Holding History

AE Wealth Management’s Portfolio DFAS Stock Details DFAS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$293K	Sell	3,564 -15,814	-82%	-$1.23M	﹤0.01%	1500
2026 Q1	$1.38M	Buy	19,378 +16,534	+581%	+$1.21M	0.01%	756
2025 Q4	$198K	Buy	2,844 +180	+7%	+$12.4K	﹤0.01%	1527
2025 Q3	$182K	Buy	2,664 +69	+3%	+$4.61K	﹤0.01%	1425
2025 Q2	$165K	Buy	2,595 +771	+42%	+$46.2K	﹤0.01%	1359
2025 Q1	$109K	Buy	1,824 +544	+43%	+$35K	﹤0.01%	1421
2024 Q4	$83.3K	Buy	+1,280	New	+$85.6K	﹤0.01%	1470
2023 Q3	–	Sell	-14,274	Closed	-$782K	–	1977
2023 Q2	$782K	Buy	+14,274	New	+$745K	﹤0.01%	1180
2022 Q3	–	Sell	-4,941	Closed	-$237K	–	1774
2022 Q2	$237K	Buy	+4,941	New	+$256K	﹤0.01%	1531
2022 Q1	–	Sell	-4,270	Closed	-$256K	–	1704
2021 Q4	$256K	Buy	+4,270	New	+$258K	﹤0.01%	1508

Other funds holding DFAS

Creative Planning Overland Park, Kansas $171B AUM 24.68% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Index Fund Advisors Irvine, California $2.52B AUM 26.26% 1-Year Est. Return

Focus Partners Wealth Boston, Massachusetts $97.6B AUM 29.43% 1-Year Est. Return

Pure Financial Advisors San Diego, California $7.86B AUM 19.64% 1-Year Est. Return

TCI Wealth Advisors Tucson, Arizona $2.31B AUM 26.52% 1-Year Est. Return

Root Financial Partners Encinitas, California $2.57B AUM 21.7% 1-Year Est. Return

Vise Technologies New York $8.83B AUM 27.11% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

AE Wealth Management's DFAS Position: Q2 2026 in Review

AE Wealth Management reduced its U.S. Small Cap Portfolio ETF Class Shares (DFAS) stake by 82% in Q2 2026, selling an estimated $1.23M and leaving 3,564 shares worth $293K. The position accounts for ﹤0.01% of the portfolio, ranked #1500.

AE Wealth Management first reported a position in DFAS in Q4 2021 and has held it in 10 quarters since. The position peaked at $1.38M in Q1 2026. 917 funds tracked by Wall St. Rank hold DFAS as of Q2 2026.

AE Wealth Management held 3,564 shares of U.S. Small Cap Portfolio ETF Class Shares worth $293K as of Q2 2026.
AE Wealth Management sold 15,814 U.S. Small Cap Portfolio ETF Class Shares shares in Q2 2026, an estimated $1.23M.
U.S. Small Cap Portfolio ETF Class Shares made up ﹤0.01% of AE Wealth Management's portfolio in Q2 2026, its #1500 holding.
AE Wealth Management first reported a position in U.S. Small Cap Portfolio ETF Class Shares in Q4 2021 and has held it in 10 quarters since.
AE Wealth Management's U.S. Small Cap Portfolio ETF Class Shares position peaked at $1.38M in Q1 2026.
917 funds tracked by Wall St. Rank held U.S. Small Cap Portfolio ETF Class Shares as of Q2 2026.

Based on AE Wealth Management's 13F filing for Q2 2026, filed 3 Aug 2026.