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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+2.33%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$17.4B
AUM Growth
+$1.74B
Cap. Flow
+$1.47B
Cap. Flow %
8.41%
Top 10 Hldgs %
21.8%
Holding
2,578
New
301
Increased
1,225
Reduced
675
Closed
126

Top Buys

Rank Stock Value
1
SIXO icon
AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF
SIXO
+$134M
2
OCTW icon
AllianzIM U.S. Equity Buffer20 Oct ETF
OCTW
+$85.6M
3
MSFT icon
Microsoft
MSFT
+$76M
4
GSEP icon
FT Vest US Equity Moderate Buffer ETF September
GSEP
+$61.5M
5
NVDA icon
NVIDIA
NVDA
+$51.1M

Top Sells

Rank Stock Value
1
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$136M
2
DECW icon
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
+$76.5M
3
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$60.6M
4
TMO icon
Thermo Fisher Scientific
TMO
+$36M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$30M

Sector Composition

Rank Sector Weight
1 Technology 16.13%
2 Financials 7.59%
3 Consumer Discretionary 4.58%
4 Communication Services 4.57%
5 Consumer Staples 3.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GBTC icon
776
Grayscale Bitcoin Trust
GBTC
$9.54B
$1.09M 0.01%
15,937
-625
-4% -$49K
SPIB icon
777
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$1.08M 0.01%
31,989
-8,807
-22% -$298K
IETC icon
778
iShares US Tech Independence Focused ETF
IETC
$636M
$1.08M 0.01%
10,596
-3,156
-23% -$324K
SCHA icon
779
Schwab U.S Small- Cap ETF
SCHA
$21.8B
$1.07M 0.01%
37,669
+3,817
+11% +$108K
BRO icon
780
Brown & Brown
BRO
$25.1B
$1.07M 0.01%
13,458
-877
-6% -$73.2K
ELV icon
781
Elevance Health
ELV
$81.5B
$1.07M 0.01%
3,058
+468
+18% +$158K
ENTG icon
782
Entegris
ENTG
$16.3B
$1.07M 0.01%
+12,714
New +$1.1M
ZMAR
783
Innovator Equity Defined Protection ETF - 1 Yr March
ZMAR
$113M
$1.07M 0.01%
38,903
-68,882
-64% -$1.88M
FQAL icon
784
Fidelity Quality Factor ETF
FQAL
$1.4B
$1.07M 0.01%
14,103
+4,052
+40% +$304K
FVAL icon
785
Fidelity Value Factor ETF
FVAL
$1.29B
$1.06M 0.01%
14,710
+4,029
+38% +$284K
EMHC icon
786
State Street SPDR Bloomberg Emerging Markets USD Bond ETF
EMHC
$281M
$1.06M 0.01%
41,664
+1,631
+4% +$41.6K
UOCT icon
787
Innovator US Equity Ultra Buffer ETF October
UOCT
$177M
$1.06M 0.01%
27,062
+1,134
+4% +$43.9K
NANC icon
788
Unusual Whales Subversive Democratic Trading ETF
NANC
$268M
$1.04M 0.01%
22,896
-261
-1% -$11.9K
AVUS icon
789
Avantis US Equity ETF
AVUS
$13.7B
$1.04M 0.01%
9,345
+5,763
+161% +$635K
SAP icon
790
SAP
SAP
$215B
$1.04M 0.01%
4,297
+191
+5% +$48.7K
STE icon
791
Steris
STE
$22.9B
$1.04M 0.01%
+4,096
New +$1.03M
NTRA icon
792
Natera
NTRA
$36.4B
$1.03M 0.01%
+4,517
New +$942K
EMXC icon
793
iShares MSCI Emerging Markets ex China ETF
EMXC
$22.1B
$1.03M 0.01%
14,129
+694
+5% +$49.2K
DBMF icon
794
iMGP DBi Managed Futures Strategy ETF
DBMF
$4B
$1.01M 0.01%
36,136
+4,400
+14% +$126K
PAPR icon
795
Innovator US Equity Power Buffer ETF April
PAPR
$945M
$1.01M 0.01%
25,875
+210
+0.8% +$8.12K
EVG
796
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$1.01M 0.01%
92,287
+1,926
+2% +$21.3K
HTGC icon
797
Hercules Capital
HTGC
$2.99B
$1.01M 0.01%
53,535
+24,569
+85% +$443K
RPRX icon
798
Royalty Pharma
RPRX
$26.2B
$1.01M 0.01%
26,050
+929
+4% +$35.4K
URI icon
799
United Rentals
URI
$65.7B
$1.01M 0.01%
1,242
-165
-12% -$143K
EDV icon
800
Vanguard World Funds Extended Duration ETF
EDV
$3.26B
$1M 0.01%
15,396
-673
-4% -$45.8K
30 31
32
33 34

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2025 Portfolio in Review

As of Q4 2025, AE Wealth Management held 2,578 positions worth $17.4B, up 11% from $15.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.47B of net new capital in Q4 2025, opening 301 new positions and adding to 1,225 existing holdings. Its largest new stake was Dover: 127,807 shares worth $25M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, an estimated $136M trimmed.

  • AE Wealth Management's largest Q4 2025 buy was Dover: 127,807 shares worth $25M.
  • AE Wealth Management added most to AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF in Q4 2025, an estimated $134M increase.
  • AE Wealth Management's biggest Q4 2025 reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, cutting an estimated $136M.
  • AE Wealth Management fully exited Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q4 2025, selling an estimated $3.9M.
  • AE Wealth Management's ten largest holdings make up 22% of its $17.4B portfolio in Q4 2025.
  • AE Wealth Management opened 301 new positions and closed 126 in Q4 2025.
  • AE Wealth Management's portfolio value rose 11% quarter-over-quarter to $17.4B.

Based on AE Wealth Management's 13F filing for Q4 2025, filed 26 Jan 2026.