AE Wealth Management’s AllianzIM U.S. Equity Buffer20 Oct ETF OCTW Stock Holding History

AE Wealth Management’s Portfolio OCTW Stock Details OCTW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$85.6M	Sell	2,223,975 -1,663	-0.1%	-$64.9K	0.46%	50
2025 Q4	$86.8M	Buy	2,225,638 +2,217,654	+27,776%	+$85.6M	0.5%	47
2025 Q3	$306K	Sell	7,984 -1,667,647	-100%	-$62.9M	﹤0.01%	1177
2025 Q2	$62M	Sell	1,675,631 -7,987	-0.5%	-$284K	0.45%	51
2025 Q1	$59.1M	Buy	1,683,618 +20,929	+1%	+$747K	0.5%	46
2024 Q4	$59.1M	Buy	+1,662,689	New	+$58.9M	0.5%	42
2023 Q2	–	Sell	-525,981	Closed	-$15.3M	–	2008
2023 Q1	$15.3M	Buy	525,981 +122,761	+30%	+$3.51M	0.1%	246
2022 Q4	$11.2M	Sell	403,220 -208,912	-34%	-$5.77M	0.08%	291
2022 Q3	$16.4M	Buy	+612,132	New	+$16.3M	0.13%	167

Other funds holding OCTW

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

AFS

Access Financial Services Minneapolis, Minnesota $305M AUM 15.71% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

MAWAG

Mid-American Wealth Advisory Group Kansas City, Missouri $277M AUM 6.22% 1-Year Est. Return

Centaurus Financial Anaheim, California $2.1B AUM 21.28% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

AE Wealth Management's OCTW Position: Q1 2026 in Review

AE Wealth Management reduced its AllianzIM U.S. Equity Buffer20 Oct ETF (OCTW) stake by 0.07% in Q1 2026, selling an estimated $64.9K and leaving 2,223,975 shares worth $85.6M. The position accounts for 0.46% of the portfolio, ranked #50.

AE Wealth Management first reported a position in OCTW in Q3 2022 and has held it in 9 quarters since. The position peaked at $86.8M in Q4 2025. 99 funds tracked by Wall St. Rank hold OCTW as of Q1 2026.

AE Wealth Management held 2,223,975 shares of AllianzIM U.S. Equity Buffer20 Oct ETF worth $85.6M as of Q1 2026.
AE Wealth Management sold 1,663 AllianzIM U.S. Equity Buffer20 Oct ETF shares in Q1 2026, an estimated $64.9K.
AllianzIM U.S. Equity Buffer20 Oct ETF made up 0.46% of AE Wealth Management's portfolio in Q1 2026, its #50 holding.
AE Wealth Management first reported a position in AllianzIM U.S. Equity Buffer20 Oct ETF in Q3 2022 and has held it in 9 quarters since.
AE Wealth Management's AllianzIM U.S. Equity Buffer20 Oct ETF position peaked at $86.8M in Q4 2025.
99 funds tracked by Wall St. Rank held AllianzIM U.S. Equity Buffer20 Oct ETF as of Q1 2026.

Based on AE Wealth Management's 13F filing for Q1 2026, filed 13 May 2026.