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AllianzIM U.S. Equity Buffer20 Oct ETF

99 hedge funds and large institutions have $414M invested in AllianzIM U.S. Equity Buffer20 Oct ETF in 2026 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 22 increasing their positions, 43 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 6

14% more funds holding in top 10

Funds holding in top 10: 78 (+1)

3% more funds holding

Funds holding: 9699 (+3)

3% less capital invested

Capital invested by funds: $428M → $414M (-$14.2M)

3.11% less ownership

Funds ownership: 79.37%76.25% (-3.1%)

49% less repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 43

Holders
99
Holders Change
+3
Holders Change %
+3.13%
% of All Funds
1.22%
Holding in Top 10
8
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+14.29%
% of All Funds
0.1%
New
12
Increased
22
Reduced
43
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$87.3M -$2.82M -72,264 -3%
AWM
2
AE Wealth Management
Kansas
$85.6M -$64.9K -1,663 -0.1%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$44.4M -$476K -12,193 -1%
Raymond James Financial
4
Raymond James Financial
Florida
$18M +$1.12M +28,670 +7%
AFS
5
Access Financial Services
Minnesota
$13.5M -$569K -14,589 -4%
KAS
6
Kestra Advisory Services
Texas
$9.39M +$523K +13,404 +6%
MAWAG
7
Mid-American Wealth Advisory Group
Missouri
$8.44M
CF
8
Centaurus Financial
California
$8.4M -$67.2K -1,721 -0.8%
Osaic Holdings
9
Osaic Holdings
Arizona
$7.59M -$1.33M -34,113 -15%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$7.58M +$13.1K +336 +0.2%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$7.5M +$159K +4,076 +2%
PIS
12
POM Investment Strategies
North Carolina
$7.3M +$7.41M +189,826 New
FWM
13
FSR Wealth Management
Illinois
$5.55M -$14.7K -377 -0.3%
A
14
Allianz
Germany
$5.25M +$5.13M +131,494 +2,630%
AIM
15
Advyzon Investment Management
Illinois
$5.04M +$2.64M +67,614 +107%
ECA
16
Elevated Capital Advisors
Utah
$4.65M +$4.72M +120,829 New
HBS
17
Howard Bailey Securities
Indiana
$4.63M -$174K -4,470 -4%
FTEA
18
Forty-three Eighteen Advisors
Arkansas
$4.52M -$14.3K -366 -0.3%
OWA
19
Outlook Wealth Advisors
Texas
$4.12M -$4.21M -107,954 -50%
BOSSRA
20
B.O.S.S. Retirement Advisors
Utah
$4.1M -$348K -8,918 -8%
GCP
21
Guardian Capital (Pennsylvania)
Pennsylvania
$3.83M +$1.78M +45,497 +84%
IWMO
22
Integrated Wealth Management (Ohio)
Ohio
$3.77M +$200K +5,120 +6%
BBPWM
23
Blue Bell Private Wealth Management
Pennsylvania
$3.55M -$78.3K -2,007 -2%
WIA
24
World Investment Advisors
California
$3.1M +$3.15M +80,575 New
SWM
25
Spire Wealth Management
Virginia
$3.04M -$185K -4,750 -6%

OCTW Hedge Fund Activity: Q1 2026 in Review

99 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in AllianzIM U.S. Equity Buffer20 Oct ETF (OCTW) for Q1 2026, worth a combined $414M — down 3.3% from $428M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new OCTW positions and 6 closed out — a net gain of 6 holders — while 22 added to existing stakes and 43 trimmed.

The largest buyer was POM Investment Strategies, opening a new position worth an estimated $7.41M. The largest seller was Lloyd Advisory Services, cutting an estimated $18.9M.

  • 99 institutional investors held AllianzIM U.S. Equity Buffer20 Oct ETF (OCTW) as of Q1 2026, up from 96 in Q4 2025.
  • Funds reported $414M of AllianzIM U.S. Equity Buffer20 Oct ETF stock for Q1 2026, down 3.3% quarter-over-quarter.
  • 12 funds opened new AllianzIM U.S. Equity Buffer20 Oct ETF positions in Q1 2026 and 6 closed out, a net change of +6 holders.
  • The largest AllianzIM U.S. Equity Buffer20 Oct ETF buyer in Q1 2026 was POM Investment Strategies, an estimated $7.41M added.
  • The largest AllianzIM U.S. Equity Buffer20 Oct ETF seller in Q1 2026 was Lloyd Advisory Services, an estimated $18.9M sold.

Based on aggregated 13F filings for Q1 2026.