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AllianzIM U.S. Equity Buffer20 Oct ETF

57 hedge funds and large institutions have $198M invested in AllianzIM U.S. Equity Buffer20 Oct ETF in 2025 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 24 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

30.65% more ownership

Funds ownership: 78.95%109.6% (+31%)

34% less funds holding

Funds holding: 8657 (-29)

35% less capital invested

Capital invested by funds: $305M → $198M (-$107M)

54% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 24

84% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 32

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
57
Holders Change
-29
Holders Change %
-33.72%
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
5
Increased
11
Reduced
24
Closed
32
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$69.6M +$66.7M +1,768,280 +3,679%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$43.4M -$4.59M -121,751 -10%
Raymond James Financial
3
Raymond James Financial
Florida
$16.1M +$2.7M +71,654 +21%
KAS
4
Kestra Advisory Services
Texas
$7.99M -$1.9M -50,381 -19%
CF
5
Centaurus Financial
California
$7.98M -$7.7M -204,092 -49%
Cetera Investment Advisers
6
Cetera Investment Advisers
Illinois
$7.11M -$5.25M -139,227 -43%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$6.98M -$3.34M -88,669 -33%
Osaic Holdings
8
Osaic Holdings
Arizona
$5.65M -$934K -24,759 -14%
BBPWM
9
Blue Bell Private Wealth Management
Pennsylvania
$3.79M -$573K -15,190 -13%
MML Investors Services
10
MML Investors Services
Massachusetts
$3.31M +$269K +7,121 +9%
CAG
11
Compass Advisory Group
New York
$2.61M -$49.6K -1,315 -2%
LIWM
12
Long Island Wealth Management
New York
$2.32M
PA
13
PFG Advisors
Arizona
$1.95M -$63.6K -1,686 -3%
SB
14
Strategic Blueprint
Georgia
$1.64M -$33.4K -885 -2%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$1.64M +$18.6K +492 +1%
MFN
16
Midwest Financial Network
Illinois
$1.61M +$83.6K +2,216 +6%
GI
17
Gradient Investments
Minnesota
$1.46M -$37.5M -993,709 -96%
SRA
18
Secured Retirement Advisors
Minnesota
$1.18M -$95.7K -2,536 -8%
SWM
19
Spire Wealth Management
Virginia
$703K
CRWM
20
Castle Rock Wealth Management
California
$699K +$235K +6,235 +52%
DAS
21
Diversify Advisory Services
Utah
$692K +$98.5K +2,611 +17%
NFG
22
Nations Financial Group
Iowa
$647K -$13.5K -358 -2%
HI
23
Harbour Investments
Wisconsin
$595K -$402K -10,652 -41%
SAW
24
Signal Advisors Wealth
Michigan
$548K -$321K -8,517 -37%
CAC
25
Certified Advisory Corp
Florida
$546K -$31.5K -836 -6%

OCTW Hedge Fund Activity: Q3 2025 in Review

57 of the 7,620 institutional investors tracked by Wall St. Rank reported a position in AllianzIM U.S. Equity Buffer20 Oct ETF (OCTW) for Q3 2025, worth a combined $198M — down 35% from $305M a quarter earlier.

Sellers outnumbered buyers: 32 funds closed out of OCTW and 5 opened new positions — a net loss of 27 holders — while 24 trimmed existing stakes and 11 added.

The largest buyer was LPL Financial, adding an estimated $66.7M. The largest seller was AE Wealth Management, cutting an estimated $62.9M.

  • 57 institutional investors held AllianzIM U.S. Equity Buffer20 Oct ETF (OCTW) as of Q3 2025, down from 86 in Q2 2025.
  • Funds reported $198M of AllianzIM U.S. Equity Buffer20 Oct ETF stock for Q3 2025, down 35% quarter-over-quarter.
  • 5 funds opened new AllianzIM U.S. Equity Buffer20 Oct ETF positions in Q3 2025 and 32 closed out, a net change of -27 holders.
  • The largest AllianzIM U.S. Equity Buffer20 Oct ETF buyer in Q3 2025 was LPL Financial, an estimated $66.7M added.
  • The largest AllianzIM U.S. Equity Buffer20 Oct ETF seller in Q3 2025 was AE Wealth Management, an estimated $62.9M sold.

Based on aggregated 13F filings for Q3 2025.