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AllianzIM U.S. Equity Buffer20 Oct ETF

31 hedge funds and large institutions have $78.3M invested in AllianzIM U.S. Equity Buffer20 Oct ETF in 2023 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 5 increasing their positions, 16 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

14.59% more ownership

Funds ownership: 68.61%83.2% (+15%)

11% more funds holding

Funds holding: 2831 (+3)

1% less capital invested

Capital invested by funds: $78.9M → $78.3M (-$571K)

69% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 16

Holders
31
Holders Change
+3
Holders Change %
+10.71%
% of All Funds
0.49%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
5
Reduced
16
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$36.1M -$6.86M -223,361 -16%
KAS
2
Kestra Advisory Services
Texas
$6.44M +$2.58M +83,917 +68%
Osaic Holdings
3
Osaic Holdings
Arizona
$6.4M -$933K -30,373 -13%
RJA
4
Raymond James & Associates
Florida
$6.08M +$6.01M +195,772 New
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$4.46M -$282K -9,175 -6%
CAG
6
Compass Advisory Group
New York
$2.53M -$29.1K -946 -1%
CF
7
Centaurus Financial
California
$2.15M -$126K -4,113 -6%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$1.95M -$360K -11,706 -16%
SB
9
Strategic Blueprint
Georgia
$1.88M -$24.4K -795 -1%
AWS
10
Atria Wealth Solutions
New York
$1.79M +$292K +9,496 +20%
NFG
11
Nations Financial Group
Iowa
$1.27M -$37.9K -1,233 -3%
WP
12
WealthSource Partners
California
$984K +$29.4K +957 +3%
CAN
13
Cetera Advisor Networks
California
$841K +$23.7K +770 +3%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$791K -$44K -1,432 -5%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$685K -$356K -11,579 -34%
DFA
16
DHJJ Financial Advisors
Illinois
$675K -$25.8K -840 -4%
CA
17
Cetera Advisors
Colorado
$609K -$28.6K -930 -5%
Envestnet Portfolio Solutions
18
Envestnet Portfolio Solutions
Illinois
$530K +$524K +17,052 New
LPL Financial
19
LPL Financial
California
$457K -$187K -6,083 -29%
HWM
20
HB Wealth Management
Georgia
$308K
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$277K -$2.06M -67,220 -88%
FHC
22
First Heartland Consultants
Missouri
$241K -$40.6K -1,323 -15%
PIA
23
Panoramic Investment Advisors
Colorado
$233K +$230K +7,500 New
PAG
24
Private Advisor Group
New Jersey
$205K
AIMU
25
Allianz Investment Management US
Minnesota
$155K

OCTW Hedge Fund Activity: Q3 2023 in Review

31 of the 6,302 institutional investors tracked by Wall St. Rank reported a position in AllianzIM U.S. Equity Buffer20 Oct ETF (OCTW) for Q3 2023, worth a combined $78.3M — down 0.72% from $78.9M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new OCTW positions and 3 closed out — a net gain of 3 holders — while 5 added to existing stakes and 16 trimmed.

The largest buyer was Raymond James & Associates, opening a new position worth an estimated $6.01M. The largest seller was Commonwealth Equity Services, cutting an estimated $6.86M.

  • 31 institutional investors held AllianzIM U.S. Equity Buffer20 Oct ETF (OCTW) as of Q3 2023, up from 28 in Q2 2023.
  • Funds reported $78.3M of AllianzIM U.S. Equity Buffer20 Oct ETF stock for Q3 2023, down 0.72% quarter-over-quarter.
  • 6 funds opened new AllianzIM U.S. Equity Buffer20 Oct ETF positions in Q3 2023 and 3 closed out, a net change of +3 holders.
  • The largest AllianzIM U.S. Equity Buffer20 Oct ETF buyer in Q3 2023 was Raymond James & Associates, an estimated $6.01M added.
  • The largest AllianzIM U.S. Equity Buffer20 Oct ETF seller in Q3 2023 was Commonwealth Equity Services, an estimated $6.86M sold.

Based on aggregated 13F filings for Q3 2023.