AllianzIM U.S. Equity Buffer20 Oct ETF
OCTW
8 hedge funds and large institutions have $29.8M invested in AllianzIM U.S. Equity Buffer20 Oct ETF in 2021 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 3 increasing their positions, 1 reducing their positions, and 1 closing their positions.
200% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 1
200% more repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 1
33% more funds holding
Funds holding: 6 → 8 (+2)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
0% less capital invested
Capital invested by funds: $29.9M → $29.8M (-$99K)
0.68% less ownership
Funds ownership: 97.15% → 96.47% (-0.68%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
KAS
Kestra Advisory Services
Austin,
Texas
|
+$1.4M |
| 2 |
DFA
DHJJ Financial Advisors
Naperville,
Illinois
|
+$732K |
| 3 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$566K |
| 4 |
OMC
Old Mission Capital
Chicago,
Illinois
|
+$431K |
| 5 |
CA
Corrado Advisors
Ramsey,
New Jersey
|
+$90.3K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AIMU
Allianz Investment Management US
Minneapolis,
Minnesota
|
-$3.36M |
| 2 |
UBS Group
Zurich,
Switzerland
|
-$70K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
AIMU
1
Allianz Investment Management US
Minneapolis,
Minnesota
| $22.8M | -$3.36M | -125,000 | -13% |
|
|
CA
2
Corrado Advisors
Ramsey,
New Jersey
| $3.14M | +$90.3K | +3,359 | +3% |
|
|
KAS
3
Kestra Advisory Services
Austin,
Texas
| $1.4M | +$1.4M | +51,960 | New |
|
|
OMC
4
Old Mission Capital
Chicago,
Illinois
| $993K | +$431K | +16,032 | +77% |
|
|
DFA
5
DHJJ Financial Advisors
Naperville,
Illinois
| $765K | +$732K | +27,248 | New |
|
|
6
Commonwealth Equity Services
Waltham,
Massachusetts
| $567K | +$566K | +21,071 | New |
|
|
DI
7
Disciplined Investments
Tulsa,
Oklahoma
| $106K | – | – | – |
|
8
Osaic Holdings
Scottsdale,
Arizona
| $39K | +$2.47K | +92 | +7% |
|
|
9
UBS Group
Zurich,
Switzerland
| – | -$70K | -2,612 | Closed |
|
OCTW Hedge Fund Activity: Q3 2021 in Review
8 of the 5,713 institutional investors tracked by Wall St. Rank reported a position in AllianzIM U.S. Equity Buffer20 Oct ETF (OCTW) for Q3 2021, worth a combined $29.8M — down 0.33% from $29.9M a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new OCTW positions and 1 closed out — a net gain of 2 holders — while 3 added to existing stakes and 1 trimmed.
The largest buyer was Kestra Advisory Services, opening a new position worth an estimated $1.4M. The largest seller was Allianz Investment Management US, cutting an estimated $3.36M.
- 8 institutional investors held AllianzIM U.S. Equity Buffer20 Oct ETF (OCTW) as of Q3 2021, up from 6 in Q2 2021.
- Funds reported $29.8M of AllianzIM U.S. Equity Buffer20 Oct ETF stock for Q3 2021, down 0.33% quarter-over-quarter.
- 3 funds opened new AllianzIM U.S. Equity Buffer20 Oct ETF positions in Q3 2021 and 1 closed out, a net change of +2 holders.
- The largest AllianzIM U.S. Equity Buffer20 Oct ETF buyer in Q3 2021 was Kestra Advisory Services, an estimated $1.4M added.
- The largest AllianzIM U.S. Equity Buffer20 Oct ETF seller in Q3 2021 was Allianz Investment Management US, an estimated $3.36M sold.
Based on aggregated 13F filings for Q3 2021.