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First Trust Smith Unconstrained Bond ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Northwestern Mutual Wealth Management
151
Northwestern Mutual Wealth Management
Wisconsin
$14K +$14.5K +581 New
GI
152
Gradient Investments
Minnesota
$13K +$13.6K +545 New
GWSG
153
GPS Wealth Strategies Group
Colorado
$12K – – –
PB
154
Pinnacle Bancorp
Nebraska
$9K – – –
HNB
155
Huntington National Bank
Ohio
$8K – – –
CAL
156
Capital Analysts LLC
Pennsylvania
$8K +$2.3K +92 +37%
CAPTRUST Financial Advisors
157
CAPTRUST Financial Advisors
North Carolina
$5K +$5.57K +223 New
MIM
158
Macroview Investment Management
Maryland
$3K +$2.75K +110 New
TAM
159
Tucker Asset Management
Colorado
$2.08K -$1.22K -49 -37%
Fifth Third Bancorp
160
Fifth Third Bancorp
Ohio
$1K – – –
Goldman Sachs
161
Goldman Sachs
New York
– -$10.5M -412,592 Closed
AI
162
Atria Investments
North Carolina
– -$1.65M -64,803 Closed
WDC
163
Woodward Diversified Capital
California
– -$920K -36,024 Closed
BAMG
164
Brand Asset Management Group
Missouri
– -$629K -24,653 Closed
IWC
165
Integrated Wealth Concepts
Massachusetts
– -$556K -21,759 Closed
TWM
166
TMD Wealth Management
Arizona
– -$554K -21,689 Closed
MHS
167
M Holdings Securities
Oregon
– -$501K -19,614 Closed
OMC
168
Old Mission Capital
Illinois
– -$447K -17,504 Closed
WAS
169
Wealth Advisory Solutions
Indiana
– -$267K -10,443 Closed
Koshinski Asset Management
170
Koshinski Asset Management
Illinois
– -$178K -6,990 Closed
SC
171
Stephens Consulting
Michigan
– -$123K -4,805 Closed
MCC
172
Money Concepts Capital
Florida
– -$50K -1,974 Closed
BEI
173
Benjamin Edwards Inc
Missouri
– -$38K -1,475 Closed
Fidelity Investments
174
Fidelity Investments
Massachusetts
– +$25 +1 +100%