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Templeton Dragon Fund

Name Holding Trade Value Shares
Change
Change in
Stake
City of London Investment Management
1
City of London Investment Management
United Kingdom
$158M -$2.02M -125,401 -1%
Lazard Asset Management
2
Lazard Asset Management
New York
$66.3M +$5.18M +322,296 +9%
Wells Fargo
3
Wells Fargo
California
$53.3M +$3.21M +199,935 +7%
1607 Capital Partners
4
1607 Capital Partners
Virginia
$11.5M -$16.8K -1,047 -0.2%
Morgan Stanley
5
Morgan Stanley
New York
$5.33M -$386K -24,050 -7%
ZA
6
Zweig Advisers
Connecticut
$4.45M – – –
North Star Asset Management
7
North Star Asset Management
Wisconsin
$3.86M -$5.01K -312 -0.1%
Bank of America
8
Bank of America
North Carolina
$2.99M +$376K +23,368 +15%
SII Investments
9
SII Investments
Wisconsin
$2.48M +$141K +8,760 +6%
Tocqueville Asset Management
10
Tocqueville Asset Management
New York
$2.02M -$88K -5,475 -4%
CC
11
Cornerstone Capital
California
$1.32M -$9.9K -613 -0.8%
Foundation Resource Management
12
Foundation Resource Management
Arkansas
$1.12M – – –
Karpus Investment Management
13
Karpus Investment Management
New York
$1.05M -$37.7K -2,346 -4%
Stifel Financial
14
Stifel Financial
Missouri
$986K -$40.4K -2,513 -4%
DA
15
Doliver Advisors
Texas
$963K -$1.04M -64,988 -54%
UBS Group
16
UBS Group
Switzerland
$865K +$35.7K +2,220 +5%
Amica Mutual Insurance
17
Amica Mutual Insurance
Rhode Island
$844K – – –
LPL Financial
18
LPL Financial
California
$810K -$49.3K -3,067 -6%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$791K -$38.6K -2,405 -5%
Kelman-Lazarov Inc
20
Kelman-Lazarov Inc
Tennessee
$746K +$703K +43,757 New
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$706K +$287K +17,871 +77%
GFM
22
Gramercy Funds Management
Connecticut
$635K – – –
RIM
23
Regent Investment Management
Kentucky
$578K -$17.1K -1,067 -3%
Amica Pension Fund Board of Trustees
24
Amica Pension Fund Board of Trustees
Rhode Island
$571K – – –
Landscape Capital Management
25
Landscape Capital Management
New Jersey
$491K +$75.6K +4,702 +20%