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TDF

Templeton Dragon Fund

Name Holding Trade Value Shares
Change
Change in
Stake
COLIM
1
City of London Investment Management
United Kingdom
$216M -$2.49M -135,098 -1%
Lazard Asset Management
2
Lazard Asset Management
New York
$80.5M +$6.89M +373,496 +10%
Wells Fargo
3
Wells Fargo
California
$63.6M +$9.84M +533,444 +20%
1CP
4
1607 Capital Partners
Virginia
$16.4M +$1.48M +80,166 +11%
UCI
5
Uncommon Cents Investing
Wisconsin
$7.91M +$186K +10,060 +3%
Morgan Stanley
6
Morgan Stanley
New York
$5.05M -$951K -51,570 -17%
Bank of America
7
Bank of America
North Carolina
$4.42M +$259K +14,054 +7%
KIM
8
Karpus Investment Management
New York
$3.11M -$112K -6,055 -4%
CA
9
Cornerstone Advisors
North Carolina
$1.77M +$140K +7,571 +9%
SFS
10
Shaker Financial Services
Virginia
$990K +$131K +7,086 +17%
Stifel Financial
11
Stifel Financial
Missouri
$834K +$3.52K +191 +0.5%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$683K
Ameriprise
13
Ameriprise
Minnesota
$637K -$78K -4,227 -12%
SIC
14
Samalin Investment Counsel
New York
$624K -$996 -54 -0.2%
Walleye Capital
15
Walleye Capital
New York
$585K -$114K -6,174 -18%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$568K -$379K -20,532 -42%
CIBC World Market
17
CIBC World Market
Ontario, Canada
$526K +$49.6K +2,687 +11%
MC
18
Matisse Capital
Oregon
$510K +$466K +25,276 New
UBS Group
19
UBS Group
Switzerland
$471K -$481K -26,064 -53%
NSAM
20
North Star Asset Management
Wisconsin
$456K -$146K -7,936 -26%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$419K -$22.8K -1,237 -6%
GC
22
Guggenheim Capital
Illinois
$411K -$121K -6,562 -24%
SC
23
Stolper & Co
Oklahoma
$397K +$363K +19,654 New
SI
24
Stephens Inc
Arkansas
$390K -$50.4K -2,730 -12%
RIL
25
Rothschild Investment LLC
Illinois
$375K +$35.1K +1,900 +11%