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TDF

Templeton Dragon Fund

Name Holding Trade Value Shares
Change
Change in
Stake
COLIM
1
City of London Investment Management
United Kingdom
$214M -$3.57M -148,864 -2%
Lazard Asset Management
2
Lazard Asset Management
New York
$105M +$738K +30,733 +0.7%
Wells Fargo
3
Wells Fargo
California
$29M +$2.04M +84,869 +8%
1CP
4
1607 Capital Partners
Virginia
$15.7M -$164K -6,836 -1%
HCM
5
Hollencrest Capital Management
California
$12.8M +$481K +20,028 +4%
Morgan Stanley
6
Morgan Stanley
New York
$10.8M +$1.52M +63,300 +17%
ZA
7
Zweig Advisers
Connecticut
$9.63M +$480K +20,000 +5%
NSAM
8
North Star Asset Management
Wisconsin
$6.39M +$529K +22,040 +9%
KIM
9
Karpus Investment Management
New York
$5.21M +$547K +22,775 +12%
CC
10
Cornerstone Capital
California
$4.22M -$516K -21,515 -11%
Bank of America
11
Bank of America
North Carolina
$3.38M -$361K -15,026 -10%
WJA
12
Williams Jones & Associates
New York
$2.31M +$1.2M +50,025 +112%
U
13
UBS
Switzerland
$2.27M -$299K -12,451 -12%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$2.24M -$39.4K -1,641 -2%
SI
15
SII Investments
Wisconsin
$1.72M +$404K +16,850 +29%
FRM
16
Foundation Resource Management
Arkansas
$1.61M
Stifel Financial
17
Stifel Financial
Missouri
$1.32M +$1.3M +54,051 New
RIM
18
Regent Investment Management
Kentucky
$1.2M -$48K -2,000 -4%
CAN
19
Cetera Advisor Networks
California
$1.04M -$174K -7,250 -15%
FIMG
20
Financial & Investment Management Group
Michigan
$894K -$320K -13,350 -27%
SAM
21
Silvercrest Asset Management
New York
$774K +$3.6K +150 +0.5%
BC
22
Bartlett & Co
Ohio
$666K -$154K -6,430 -19%
TC
23
TFS Capital
Pennsylvania
$599K +$587K +24,473 New
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$532K +$12.9K +538 +3%
LPL Financial
25
LPL Financial
California
$525K +$24.6K +1,024 +5%