Regent Investment Management’s Templeton Dragon Fund TDF Stock Holding History

Regent Investment Management’s Portfolio TDF Stock Details TDF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-8,500	Closed	-$202K	–	218
2021 Q2	$202K	Hold	8,500	–	–	0.05%	203
2021 Q1	$200K	Buy	+8,500	New	+$210K	0.05%	196
2020 Q3	–	Sell	-11,500	Closed	-$232K	–	193
2020 Q2	$232K	Sell	11,500 -1,000	-8%	-$18.5K	0.08%	166
2020 Q1	$213K	Hold	12,500	–	–	0.09%	160
2019 Q4	$243K	Hold	12,500	–	–	0.07%	188
2019 Q3	$224K	Hold	12,500	–	–	0.07%	189
2019 Q2	$240K	Hold	12,500	–	–	0.08%	185
2019 Q1	$249K	Hold	12,500	–	–	0.08%	176
2018 Q4	$213K	Hold	12,500	–	–	0.08%	177
2018 Q3	$249K	Hold	12,500	–	–	0.08%	178
2018 Q2	$266K	Sell	12,500 -900	-7%	-$20K	0.09%	179
2018 Q1	$298K	Sell	13,400 -5,000	-27%	-$114K	0.1%	171
2017 Q4	$396K	Sell	18,400 -1,000	-5%	-$21.4K	0.13%	156
2017 Q3	$404K	Hold	19,400	–	–	0.14%	151
2017 Q2	$391K	Hold	19,400	–	–	0.14%	161
2017 Q1	$365K	Sell	19,400 -2,600	-12%	-$46.2K	0.14%	153
2016 Q4	$360K	Sell	22,000 -650	-3%	-$11K	0.18%	132
2016 Q3	$399K	Sell	22,650 -2,000	-8%	-$36.1K	0.21%	122
2016 Q2	$427K	Sell	24,650 -9,130	-27%	-$155K	0.23%	116
2016 Q1	$578K	Sell	33,780 -1,067	-3%	-$17.1K	0.32%	91
2015 Q4	$621K	Sell	34,847 -2,550	-7%	-$49.4K	0.33%	88
2015 Q3	$699K	Sell	37,397 -6,702	-15%	-$142K	0.39%	79
2015 Q2	$1.09M	Sell	44,099 -500	-1%	-$13.4K	0.55%	54
2015 Q1	$1.11M	Sell	44,599 -1,000	-2%	-$24K	0.56%	53
2014 Q4	$1.1M	Sell	45,599 -400	-0.9%	-$10.1K	0.56%	53
2014 Q3	$1.19M	Sell	45,999 -2,500	-5%	-$67.5K	0.61%	51
2014 Q2	$1.25M	Sell	48,499 -300	-0.6%	-$7.48K	0.62%	53
2014 Q1	$1.2M	Sell	48,799 -2,000	-4%	-$48K	0.63%	53
2013 Q4	$1.31M	Sell	50,799 -3,875	-7%	-$103K	0.74%	46
2013 Q3	$1.42M	Sell	54,674 -300	-0.5%	-$7.77K	0.94%	35
2013 Q2	$1.38M	Buy	+54,974	New	+$1.48M	1.06%	29

Other funds holding TDF

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UCI

Uncommon Cents Investing Janesville, Wisconsin $431M AUM 32.59% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

WFA

Websterrogers Financial Advisors Florence, South Carolina $390M AUM 16.39% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Regent Investment Management's TDF Position: Q3 2021 in Review

Regent Investment Management sold out of Templeton Dragon Fund (TDF) in Q3 2021, closing a stake of 8,500 shares — an estimated $202K sold.

Regent Investment Management first reported a position in TDF in Q2 2013 and held it in 31 quarters. The position peaked at $1.42M in Q3 2013. 50 funds tracked by Wall St. Rank hold TDF as of Q3 2021.

Regent Investment Management reported no remaining Templeton Dragon Fund position as of Q3 2021 after selling out during the quarter.
Regent Investment Management sold 8,500 Templeton Dragon Fund shares in Q3 2021, an estimated $202K.
Regent Investment Management first reported a position in Templeton Dragon Fund in Q2 2013 and held it in 31 quarters.
Regent Investment Management's Templeton Dragon Fund position peaked at $1.42M in Q3 2013.
50 funds tracked by Wall St. Rank held Templeton Dragon Fund as of Q3 2021.

Based on Regent Investment Management's 13F filing for Q3 2021, filed 21 Oct 2021.