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TDF

Templeton Dragon Fund

69 hedge funds and large institutions have $468M invested in Templeton Dragon Fund in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 20 increasing their positions, 27 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

1% more capital invested

Capital invested by funds: $465M → $468M (+$2.89M)

0.5% more ownership

Funds ownership: 47.23%47.73% (+0.5%)

5% less funds holding

Funds holding: 7369 (-4)

22% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 9

26% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 27

Holders
69
Holders Change
-4
Holders Change %
-5.48%
% of All Funds
2%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
7
Increased
20
Reduced
27
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
COLIM
1
City of London Investment Management
United Kingdom
$229M -$10.3M -384,280 -4%
Lazard Asset Management
2
Lazard Asset Management
New York
$110M +$12.3M +461,247 +12%
Wells Fargo
3
Wells Fargo
California
$28.4M -$689K -25,830 -2%
1CP
4
1607 Capital Partners
Virginia
$16.8M -$272K -10,184 -2%
HCM
5
Hollencrest Capital Management
California
$13.1M +$13.5M +504,239 New
Morgan Stanley
6
Morgan Stanley
New York
$9.75M -$1M -37,641 -9%
ZA
7
Zweig Advisers
Connecticut
$9.65M +$267K +10,000 +3%
NSAM
8
North Star Asset Management
Wisconsin
$6.18M -$24.4K -916 -0.4%
CC
9
Cornerstone Capital
California
$5.02M -$40K -1,500 -0.8%
KIM
10
Karpus Investment Management
New York
$4.92M +$463K +17,353 +10%
Bank of America
11
Bank of America
North Carolina
$3.96M +$94.8K +3,551 +2%
U
12
UBS
Switzerland
$2.72M -$564K -21,123 -17%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.41M -$249K -9,326 -9%
DT
14
Diversified Trust
Tennessee
$2.27M -$224K -8,400 -9%
FRM
15
Foundation Resource Management
Arkansas
$1.71M
SI
16
SII Investments
Wisconsin
$1.5M +$133 +5 +0%
RIM
17
Regent Investment Management
Kentucky
$1.31M -$103K -3,875 -7%
CAN
18
Cetera Advisor Networks
California
$1.29M +$143K +5,350 +12%
FIMG
19
Financial & Investment Management Group
Michigan
$1.29M -$21.8K -818 -2%
WJA
20
Williams Jones & Associates
New York
$1.15M -$103K -3,850 -8%
HHMI
21
Howard Hughes Medical Institute
Maryland
$906K
BC
22
Bartlett & Co
Ohio
$870K -$13.3K -500 -1%
SAM
23
Silvercrest Asset Management
New York
$814K -$10K -375 -1%
PP
24
Paloma Partners
Connecticut
$797K +$822K +30,795 New
SFS
25
Shaker Financial Services
Virginia
$792K -$183K -6,850 -18%

TDF Hedge Fund Activity: Q4 2013 in Review

69 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Templeton Dragon Fund (TDF) for Q4 2013, worth a combined $468M — up 0.62% from $465M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of TDF and 7 opened new positions — a net loss of 2 holders — while 27 trimmed existing stakes and 20 added.

The largest buyer was Lazard Asset Management, adding an estimated $12.3M. The largest seller was City of London Investment Management, cutting an estimated $10.3M.

  • 69 institutional investors held Templeton Dragon Fund (TDF) as of Q4 2013, down from 73 in Q3 2013.
  • Funds reported $468M of Templeton Dragon Fund stock for Q4 2013, up 0.62% quarter-over-quarter.
  • 7 funds opened new Templeton Dragon Fund positions in Q4 2013 and 9 closed out, a net change of -2 holders.
  • The largest Templeton Dragon Fund buyer in Q4 2013 was Lazard Asset Management, an estimated $12.3M added.
  • The largest Templeton Dragon Fund seller in Q4 2013 was City of London Investment Management, an estimated $10.3M sold.

Based on aggregated 13F filings for Q4 2013.