TDF

Templeton Dragon Fund
TDF

Overview Fund Activity

59 hedge funds and large institutions have $466M invested in Templeton Dragon Fund in 2014 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 14 increasing their positions, 24 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
59
Holders Change
-7
Holders Change %
-10.61%
% of All Funds
1.71%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
2
Increased
14
Reduced
24
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
COLIM
1
City of London Investment Management
United Kingdom
$240M
2
Wells Fargo
2
Wells Fargo
California
$34M
3
SI
3
SII Investments
Wisconsin
$2.3M
4
U
4
UBS
Switzerland
$2.83M
5
Bank of America
5
Bank of America
North Carolina
$3.71M

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$99.3M
2
TAM
2
Tocqueville Asset Management
New York
$0
3
WAM
3
Wolverine Asset Management
Illinois
$0
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.43M
5
CAN
5
Cetera Advisor Networks
California
$284K
Name Holding Trade Value Shares
Change 		Shares
Change %
COLIM
1
City of London Investment Management
United Kingdom
$240M +$4.25M +164,789 +2%
Lazard Asset Management
2
Lazard Asset Management
New York
$99.3M -$6.35M -246,338 -6%
Wells Fargo
3
Wells Fargo
California
$34M +$3.1M +120,181 +10%
1CP
4
1607 Capital Partners
Virginia
$16.4M -$95.4K -3,700 -0.6%
HCM
5
Hollencrest Capital Management
California
$13.5M – – –
Morgan Stanley
6
Morgan Stanley
New York
$11.5M -$218K -8,447 -2%
ZA
7
Zweig Advisers
Connecticut
$10.1M – – –
NSAM
8
North Star Asset Management
Wisconsin
$6.92M +$70.9K +2,750 +1%
CC
9
Cornerstone Capital
California
$4.38M -$34.2K -1,325 -0.8%
KIM
10
Karpus Investment Management
New York
$4.27M -$209K -8,098 -5%
Bank of America
11
Bank of America
North Carolina
$3.71M +$113K +4,399 +3%
U
12
UBS
Switzerland
$2.83M +$130K +5,050 +5%
SI
13
SII Investments
Wisconsin
$2.3M +$143K +5,530 +7%
FRM
14
Foundation Resource Management
Arkansas
$1.7M – – –
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.43M -$961K -37,246 -40%
Stifel Financial
16
Stifel Financial
Missouri
$1.35M -$65.2K -2,529 -5%
RIM
17
Regent Investment Management
Kentucky
$1.19M -$64.5K -2,500 -5%
FIMG
18
Financial & Investment Management Group
Michigan
$929K -$18.9K -731 -2%
SAM
19
Silvercrest Asset Management
New York
$803K -$3.87K -150 -0.5%
WJA
20
Williams Jones & Associates
New York
$727K -$381K -14,800 -34%
GFM
21
Gramercy Funds Management
Connecticut
$715K -$228K -8,863 -24%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$706K +$25.8K +1,000 +4%
LPL Financial
23
LPL Financial
California
$561K -$25.4K -996 -4%
BC
24
Bartlett & Co
Ohio
$525K -$129K -5,000 -20%
HFS
25
HL Financial Services
Kentucky
$507K +$18.3K +711 +4%
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