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TDF

Templeton Dragon Fund

Name Holding Trade Value Shares
Change
Change in
Stake
COLIM
1
City of London Investment Management
United Kingdom
$226M +$2.87M +114,171 +1%
Lazard Asset Management
2
Lazard Asset Management
New York
$80M -$13.2M -524,856 -14%
Wells Fargo
3
Wells Fargo
California
$40.3M +$9.01M +357,994 +27%
1CP
4
1607 Capital Partners
Virginia
$15.2M -$128K -5,100 -0.8%
HCM
5
Hollencrest Capital Management
California
$12.9M +$315K +12,497 +2%
Morgan Stanley
6
Morgan Stanley
New York
$10.9M +$211K +8,363 +2%
WAM
7
Weiss Asset Management
Massachusetts
$9.45M +$9.9M +393,110 New
ZA
8
Zweig Advisers
Connecticut
$8.37M -$1.13M -45,000 -11%
NSAM
9
North Star Asset Management
Wisconsin
$6.16M -$303K -12,050 -4%
CC
10
Cornerstone Capital
California
$3.62M -$484K -19,245 -11%
KIM
11
Karpus Investment Management
New York
$3.58M -$430K -17,069 -10%
Bank of America
12
Bank of America
North Carolina
$3.24M -$231K -9,183 -6%
TAM
13
Tocqueville Asset Management
New York
$2.97M +$3.11M +123,465 New
UBS Group
14
UBS Group
Switzerland
$2.41M +$2.53M +100,363 New
SI
15
SII Investments
Wisconsin
$2.27M +$131K +5,190 +6%
FRM
16
Foundation Resource Management
Arkansas
$1.58M
Stifel Financial
17
Stifel Financial
Missouri
$1.43M +$174K +6,907 +13%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$1.38M +$42.7K +1,698 +3%
RIM
19
Regent Investment Management
Kentucky
$1.1M -$10.1K -400 -0.9%
SG Americas Securities
20
SG Americas Securities
New York
$783K +$820K +32,586 New
FIMG
21
Financial & Investment Management Group
Michigan
$759K -$112K -4,451 -12%
WJA
22
Williams Jones & Associates
New York
$756K +$82.1K +3,260 +12%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$725K +$69.5K +2,760 +10%
SAM
24
Silvercrest Asset Management
New York
$713K -$37.8K -1,500 -5%
GFM
25
Gramercy Funds Management
Connecticut
$652K -$15.1K -600 -2%