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TDF

Templeton Dragon Fund

Name Holding Trade Value Shares
Change
Change in
Stake
COLIM
1
City of London Investment Management
United Kingdom
$198M +$1.23M +69,329 +0.7%
Lazard Asset Management
2
Lazard Asset Management
New York
$78.3M +$10.3M +579,465 +16%
Wells Fargo
3
Wells Fargo
California
$45.6M -$7.45M -419,219 -15%
1CP
4
1607 Capital Partners
Virginia
$12.5M -$114K -6,400 -1%
Morgan Stanley
5
Morgan Stanley
New York
$5.94M +$683K +38,410 +14%
SI
6
SII Investments
Wisconsin
$4.41M +$1.01M +57,005 +32%
CA
7
Cornerstone Advisors
North Carolina
$3.09M -$122K -6,884 -4%
MC
8
Matisse Capital
Oregon
$3.06M -$764K -42,991 -21%
NSAM
9
North Star Asset Management
Wisconsin
$2.02M -$79.1K -4,450 -4%
GFM
10
Gramercy Funds Management
Connecticut
$1.69M +$875K +49,200 +121%
Bank of America
11
Bank of America
North Carolina
$1.52M +$220K +12,379 +18%
TAM
12
Tocqueville Asset Management
New York
$1.33M -$35.5K -2,000 -3%
FRM
13
Foundation Resource Management
Arkansas
$1.23M
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$919K +$869K +48,893 New
Stifel Financial
15
Stifel Financial
Missouri
$882K +$45K +2,530 +6%
KIM
16
Karpus Investment Management
New York
$791K -$7.82K -440 -1%
UBS Group
17
UBS Group
Switzerland
$781K -$112K -6,279 -13%
LCM
18
Landscape Capital Management
New Jersey
$710K +$17.8K +1,001 +2%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$612K -$150K -8,439 -21%
DA
20
Doliver Advisors
Texas
$606K -$204K -11,504 -26%
KLI
21
Kelman-Lazarov Inc
Tennessee
$606K -$69.8K -3,925 -11%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$533K -$268K -15,057 -35%
CC
23
Cornerstone Capital
California
$488K -$200K -11,230 -30%
TJHA
24
Thomas J. Herzfeld Advisors
Florida
$435K +$169K +9,518 +70%
LPL Financial
25
LPL Financial
California
$425K +$12.4K +700 +3%