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Templeton Dragon Fund

Name Holding Trade Value Shares
Change
Change in
Stake
City of London Investment Management
1
City of London Investment Management
United Kingdom
$163M +$3.94M +203,402 +2%
Lazard Asset Management
2
Lazard Asset Management
New York
$63.2M +$8.21M +424,461 +14%
Wells Fargo
3
Wells Fargo
California
$51.9M +$6.2M +320,342 +12%
1607 Capital Partners
4
1607 Capital Partners
Virginia
$12M -$92.9K -4,800 -0.7%
Morgan Stanley
5
Morgan Stanley
New York
$5.98M -$2.4M -123,881 -27%
Zweig Advisers
6
Zweig Advisers
Connecticut
$4.63M – – –
North Star Asset Management
7
North Star Asset Management
Wisconsin
$4.02M -$717K -37,051 -14%
Bank of America
8
Bank of America
North Carolina
$2.7M -$85.9K -4,438 -3%
SII Investments
9
SII Investments
Wisconsin
$2.43M +$82.4K +4,260 +3%
Tocqueville Asset Management
10
Tocqueville Asset Management
New York
$2.2M +$210K +10,850 +10%
Doliver Advisors
11
Doliver Advisors
Texas
$2.16M +$2.35M +121,221 New
CC
12
Cornerstone Capital
California
$1.38M -$168K -8,680 -10%
Foundation Resource Management
13
Foundation Resource Management
Arkansas
$1.16M – – –
Karpus Investment Management
14
Karpus Investment Management
New York
$1.14M -$419K -21,642 -25%
Stifel Financial
15
Stifel Financial
Missouri
$1.07M -$302K -15,604 -21%
LPL Financial
16
LPL Financial
California
$916K +$438K +22,643 +77%
SG Americas Securities
17
SG Americas Securities
New York
$905K +$983K +50,809 New
Amica Mutual Insurance
18
Amica Mutual Insurance
Rhode Island
$878K +$104K +5,377 +12%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$866K -$80.3K -4,150 -8%
UBS Group
20
UBS Group
Switzerland
$860K -$949K -49,038 -50%
Weiss Asset Management
21
Weiss Asset Management
Massachusetts
$819K +$890K +45,962 New
Gramercy Funds Management
22
Gramercy Funds Management
Connecticut
$661K -$1.49M -76,918 -67%
RIM
23
Regent Investment Management
Kentucky
$621K -$49.4K -2,550 -7%
Amica Pension Fund Board of Trustees
24
Amica Pension Fund Board of Trustees
Rhode Island
$594K +$70.4K +3,637 +12%
WESCAP Management Group
25
WESCAP Management Group
California
$565K +$614K +31,727 New