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TDF

Templeton Dragon Fund

Name Holding Trade Value Shares
Change
Change in
Stake
COLIM
1
City of London Investment Management
United Kingdom
$185M +$9.23M +499,510 +5%
Lazard Asset Management
2
Lazard Asset Management
New York
$61.6M +$2.04M +110,400 +3%
Wells Fargo
3
Wells Fargo
California
$44.7M +$4.8M +259,924 +11%
1CP
4
1607 Capital Partners
Virginia
$12.5M +$549K +29,700 +4%
UCI
5
Uncommon Cents Investing
Wisconsin
$6.51M +$413K +22,370 +6%
Morgan Stanley
6
Morgan Stanley
New York
$5.15M -$161K -8,697 -3%
Bank of America
7
Bank of America
North Carolina
$3.49M -$51.1K -2,767 -1%
KIM
8
Karpus Investment Management
New York
$2.73M +$2.96M +159,998 New
WAM
9
Wolverine Asset Management
Illinois
$2.63M -$394K -21,331 -12%
CA
10
Cornerstone Advisors
North Carolina
$1.37M -$2.89M -156,169 -66%
UBS Group
11
UBS Group
Switzerland
$843K -$132K -7,120 -13%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$830K -$335K -18,119 -27%
SFS
13
Shaker Financial Services
Virginia
$715K +$166K +8,981 +27%
Stifel Financial
14
Stifel Financial
Missouri
$705K -$1.03M -55,727 -58%
Ameriprise
15
Ameriprise
Minnesota
$610K -$15.4K -832 -2%
Walleye Capital
16
Walleye Capital
New York
$599K +$220K +11,883 +51%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$577K -$98.3K -5,321 -14%
SIC
18
Samalin Investment Counsel
New York
$528K +$21K +1,135 +4%
NSAM
19
North Star Asset Management
Wisconsin
$521K -$247K -13,374 -30%
Goldman Sachs
20
Goldman Sachs
New York
$518K +$562K +30,399 New
CL
21
CSS LLC
Illinois
$481K
GC
22
Guggenheim Capital
Illinois
$459K +$119K +6,430 +31%
CIBC World Market
23
CIBC World Market
Ontario, Canada
$399K +$24.2K +1,310 +6%
Geode Capital Management
24
Geode Capital Management
Massachusetts
$390K -$1.49M -80,771 -78%
SI
25
Stephens Inc
Arkansas
$376K +$1.4K +76 +0.3%