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TDF

Templeton Dragon Fund

Name Holding Trade Value Shares
Change
Change in
Stake
COLIM
1
City of London Investment Management
United Kingdom
$210M +$1.17M +51,454 +0.5%
Lazard Asset Management
2
Lazard Asset Management
New York
$71.9M -$9.55M -419,026 -11%
Wells Fargo
3
Wells Fargo
California
$61.1M +$757K +33,241 +1%
1CP
4
1607 Capital Partners
Virginia
$14.6M +$98K +4,300 +0.7%
AFA
5
Arlington Financial Advisors
California
$11.7M -$604K -26,523 -5%
CA
6
Cornerstone Advisors
North Carolina
$10.8M +$901K +39,545 +9%
Morgan Stanley
7
Morgan Stanley
New York
$9.03M +$1.99M +87,422 +27%
UCI
8
Uncommon Cents Investing
Wisconsin
$6.83M +$447K +19,630 +7%
WAM
9
Wolverine Asset Management
Illinois
$4.48M +$1.06M +46,318 +30%
Bank of America
10
Bank of America
North Carolina
$4.33M +$2.27M +99,666 +105%
MC
11
Matisse Capital
Oregon
$3.11M -$318K -13,956 -9%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$2.39M +$1.94M +85,316 +389%
NSAM
13
North Star Asset Management
Wisconsin
$2.3M -$30.1K -1,320 -1%
UBS Group
14
UBS Group
Switzerland
$1.54M +$464K +20,379 +42%
TAM
15
Tocqueville Asset Management
New York
$1.33M -$19.9K -875 -1%
Stifel Financial
16
Stifel Financial
Missouri
$1.22M +$46.6K +2,045 +4%
6M
17
6 Meridian
Kansas
$1.06M +$250K +10,976 +30%
CL
18
CSS LLC
Illinois
$843K +$57K +2,500 +7%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$824K -$15.9K -697 -2%
MML Investors Services
20
MML Investors Services
Massachusetts
$716K +$734K +32,205 New
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$683K -$7.31K -321 -1%
KIM
22
Karpus Investment Management
New York
$678K -$1.71K -75 -0.2%
SFS
23
Shaker Financial Services
Virginia
$664K +$680K +29,854 New
GC
24
Guggenheim Capital
Illinois
$611K +$139K +6,115 +29%
TJHA
25
Thomas J. Herzfeld Advisors
Florida
$470K -$45.6K -2,000 -9%