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TDF

Templeton Dragon Fund

Name Holding Trade Value Shares
Change
Change in
Stake
COLIM
1
City of London Investment Management
United Kingdom
$228M -$6.5M -287,573 -3%
Lazard Asset Management
2
Lazard Asset Management
New York
$87M -$471K -20,875 -0.5%
Wells Fargo
3
Wells Fargo
California
$70.2M +$1.11M +49,273 +2%
1CP
4
1607 Capital Partners
Virginia
$17.8M -$48.8K -2,160 -0.3%
UCI
5
Uncommon Cents Investing
Wisconsin
$8.74M +$152K +6,750 +2%
Morgan Stanley
6
Morgan Stanley
New York
$5.73M +$250K +11,074 +4%
Bank of America
7
Bank of America
North Carolina
$4.82M +$25.3K +1,122 +0.5%
KIM
8
Karpus Investment Management
New York
$3.38M +$4.18K +185 +0.1%
MC
9
Matisse Capital
Oregon
$2.92M +$2.44M +107,953 +427%
Stifel Financial
10
Stifel Financial
Missouri
$1.38M +$487K +21,576 +52%
SFS
11
Shaker Financial Services
Virginia
$1.15M +$73.3K +3,244 +7%
SIC
12
Samalin Investment Counsel
New York
$751K +$74.2K +3,287 +11%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$742K -$1.17K -52 -0.2%
CIBC World Market
14
CIBC World Market
Ontario, Canada
$612K +$41.5K +1,836 +7%
UBS Group
15
UBS Group
Switzerland
$474K -$39.4K -1,746 -7%
GC
16
Guggenheim Capital
Illinois
$460K +$12.9K +569 +3%
SC
17
Stolper & Co
Oklahoma
$450K +$19.9K +879 +4%
NSAM
18
North Star Asset Management
Wisconsin
$443K -$54.8K -2,425 -11%
SI
19
Stephens Inc
Arkansas
$410K -$14.3K -634 -3%
Deutsche Bank
20
Deutsche Bank
Germany
$373K
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$367K -$90.8K -4,019 -19%
Ameriprise
22
Ameriprise
Minnesota
$361K -$341K -15,100 -48%
RJA
23
Raymond James & Associates
Florida
$322K +$105K +4,657 +46%
FCI
24
Financial Counselors Inc
Kansas
$315K
AIP
25
Ahrens Investment Partners
Louisiana
$279K +$287K +12,700 New