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TDF

Templeton Dragon Fund

Name Holding Trade Value Shares
Change
Change in
Stake
COLIM
1
City of London Investment Management
United Kingdom
$180M -$14.4M -698,674 -7%
Lazard Asset Management
2
Lazard Asset Management
New York
$60.1M -$2.81M -136,561 -4%
Wells Fargo
3
Wells Fargo
California
$55.1M -$1.24M -60,236 -2%
1CP
4
1607 Capital Partners
Virginia
$13.7M +$325K +15,800 +2%
AFA
5
Arlington Financial Advisors
California
$10.2M +$724K +35,217 +6%
CA
6
Cornerstone Advisors
North Carolina
$8.72M -$4.17M -202,736 -32%
Morgan Stanley
7
Morgan Stanley
New York
$6.96M +$328K +15,977 +5%
UCI
8
Uncommon Cents Investing
Wisconsin
$6.41M +$48.8K +2,375 +0.7%
UBS Group
9
UBS Group
Switzerland
$3.86M +$2.53M +123,134 +174%
Bank of America
10
Bank of America
North Carolina
$2.73M -$1.23M -59,955 -30%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$2.04M +$2.1M +102,357 New
NSAM
12
North Star Asset Management
Wisconsin
$1.96M -$85K -4,135 -4%
AA
13
Advisory Alpha
Michigan
$1.8M +$187K +9,119 +10%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$1.72M +$1.69M +82,041 +1,885%
TAM
15
Tocqueville Asset Management
New York
$1.18M -$15.4K -750 -1%
Stifel Financial
16
Stifel Financial
Missouri
$1.09M -$13.4K -650 -1%
GC
17
Guggenheim Capital
Illinois
$820K +$84.1K +4,092 +11%
CL
18
CSS LLC
Illinois
$718K -$80.1K -3,900 -10%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$707K -$34.7K -1,689 -5%
RIL
20
Rothschild Investment LLC
Illinois
$672K +$287K +13,960 +71%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$653K +$25.3K +1,230 +4%
Ameriprise
22
Ameriprise
Minnesota
$649K +$21K +1,021 +3%
SFS
23
Shaker Financial Services
Virginia
$595K
MC
24
Matisse Capital
Oregon
$542K -$1.89M -92,029 -77%
SI
25
Stephens Inc
Arkansas
$433K +$28.8K +1,402 +7%