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TDF

Templeton Dragon Fund

Name Holding Trade Value Shares
Change
Change in
Stake
COLIM
1
City of London Investment Management
United Kingdom
$236M +$10.8M +432,937 +5%
Lazard Asset Management
2
Lazard Asset Management
New York
$106M -$4.57M -183,458 -4%
Wells Fargo
3
Wells Fargo
California
$31M +$395K +15,849 +1%
1CP
4
1607 Capital Partners
Virginia
$16.5M -$54.8K -2,200 -0.3%
HCM
5
Hollencrest Capital Management
California
$13.6M
Morgan Stanley
6
Morgan Stanley
New York
$11.8M +$377K +15,125 +3%
ZA
7
Zweig Advisers
Connecticut
$10.2M
NSAM
8
North Star Asset Management
Wisconsin
$6.87M +$115K +4,610 +2%
KIM
9
Karpus Investment Management
New York
$4.49M -$974K -39,099 -18%
CC
10
Cornerstone Capital
California
$4.43M -$29.9K -1,200 -0.7%
Bank of America
11
Bank of America
North Carolina
$3.61M +$41.8K +1,679 +1%
TAM
12
Tocqueville Asset Management
New York
$3.13M +$3.02M +121,065 New
U
13
UBS
Switzerland
$2.71M +$302K +12,133 +13%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$2.4M +$36.3K +1,457 +2%
SI
15
SII Investments
Wisconsin
$2.17M +$223K +8,965 +12%
FRM
16
Foundation Resource Management
Arkansas
$1.7M
WAM
17
Wolverine Asset Management
Illinois
$1.47M +$1.09M +43,706 +333%
Stifel Financial
18
Stifel Financial
Missouri
$1.42M +$24.3K +973 +2%
RIM
19
Regent Investment Management
Kentucky
$1.25M -$7.48K -300 -0.6%
CAN
20
Cetera Advisor Networks
California
$1.21M +$102K +4,100 +10%
WJA
21
Williams Jones & Associates
New York
$1.11M -$1.28M -51,525 -55%
FIMG
22
Financial & Investment Management Group
Michigan
$950K +$6.38K +256 +0.7%
GFM
23
Gramercy Funds Management
Connecticut
$946K +$912K +36,600 New
SAM
24
Silvercrest Asset Management
New York
$809K -$7.48K -300 -0.9%
DA
25
Doliver Advisors
Texas
$689K +$195K +7,839 +42%