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TDF

Templeton Dragon Fund

Name Holding Trade Value Shares
Change
Change in
Stake
COLIM
1
City of London Investment Management
United Kingdom
$202M +$5.04M +235,997 +3%
Lazard Asset Management
2
Lazard Asset Management
New York
$78.5M -$13M -607,200 -14%
Wells Fargo
3
Wells Fargo
California
$58.4M -$510K -23,861 -0.9%
1CP
4
1607 Capital Partners
Virginia
$14M -$200K -9,340 -1%
AFA
5
Arlington Financial Advisors
California
$13.3M +$11.7M +549,968 New
CA
6
Cornerstone Advisors
North Carolina
$9.61M +$5.35M +250,378 +127%
Morgan Stanley
7
Morgan Stanley
New York
$6.85M +$586K +27,418 +9%
UCI
8
Uncommon Cents Investing
Wisconsin
$6.18M +$6.14M +287,359 New
WAM
9
Wolverine Asset Management
Illinois
$3.33M +$3.15M +147,245 +1,899%
MC
10
Matisse Capital
Oregon
$3.31M -$207K -9,700 -6%
GFM
11
Gramercy Funds Management
Connecticut
$2.71M
NSAM
12
North Star Asset Management
Wisconsin
$2.26M -$23.8K -1,114 -1%
Bank of America
13
Bank of America
North Carolina
$2.05M +$131K +6,134 +7%
TAM
14
Tocqueville Asset Management
New York
$1.31M -$19.8K -925 -1%
Stifel Financial
15
Stifel Financial
Missouri
$1.14M -$16.6K -778 -1%
FRM
16
Foundation Resource Management
Arkansas
$1.06M -$341K -15,960 -25%
UBS Group
17
UBS Group
Switzerland
$1.06M +$66.9K +3,134 +7%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$813K +$46.6K +2,183 +6%
6M
19
6 Meridian
Kansas
$793K +$788K +36,876 New
CL
20
CSS LLC
Illinois
$762K +$21.4K +1,000 +3%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$667K +$18.4K +863 +3%
KIM
22
Karpus Investment Management
New York
$657K -$20.1K -940 -3%
CC
23
Cornerstone Capital
California
$510K
TJHA
24
Thomas J. Herzfeld Advisors
Florida
$498K
Millennium Management
25
Millennium Management
New York
$481K +$478K +22,380 New