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TDF

Templeton Dragon Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FHA
26
Flagship Harbor Advisors
Massachusetts
$324K +$38.3K +1,550 +13%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$313K +$328K +13,290 New
SRC
28
Shufro Rose & Co
New York
$271K +$284K +11,500 New
FLPIM
29
F.L. Putnam Investment Management
Massachusetts
$254K
VIM
30
Vista Investment Management
Pennsylvania
$247K -$11.9K -483 -4%
TWM
31
Triton Wealth Management
Arizona
$229K
TAM
32
Tocqueville Asset Management
New York
$224K
LCS
33
Levin Capital Strategies
New York
$218K
HPM
34
Hudson Portfolio Management
New York
$213K +$224K +9,065 New
RIM
35
Regent Investment Management
Kentucky
$200K +$210K +8,500 New
BCWM
36
Bartlett & Co Wealth Management
Ohio
$107K
BC
37
Bartlett & Co
Ohio
$107K
Osaic Holdings
38
Osaic Holdings
Arizona
$96K -$87.4K -3,540 -47%
IAIM
39
International Assets Investment Management
Florida
$70K +$37K +1,500 +100%
NFG
40
Next Financial Group
Texas
$47K +$49.4K +2,000 New
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$31K -$2.05K -83 -6%
FF
42
FourThought Financial
Florida
$30K
SBL
43
Sargent Bickham Lagudis
Colorado
$25K -$32.1K -1,299 -55%
KFI
44
Key Financial Inc
Pennsylvania
$24K
US Bancorp
45
US Bancorp
Minnesota
$23K
PA
46
Parallel Advisors
California
$20K
GWM
47
Geneos Wealth Management
Colorado
$16K
TIM
48
Tortoise Investment Management
New York
$16K
QCG
49
Quadrant Capital Group
Ohio
$13K
AF
50
Allworth Financial
California
$12K +$12.3K +500 New