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TDF

Templeton Dragon Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RIM
26
Regent Investment Management
Kentucky
$404K
KLI
27
Kelman-Lazarov Inc
Tennessee
$389K -$219K -10,300 -36%
Deutsche Bank
28
Deutsche Bank
Germany
$353K
LCS
29
Levin Capital Strategies
New York
$281K
Ameriprise
30
Ameriprise
Minnesota
$276K +$15.5K +727 +6%
DA
31
Doliver Advisors
Texas
$272K +$278K +13,075 New
SAM
32
Silvercrest Asset Management
New York
$264K -$1.72K -81 -0.6%
CIBC World Market
33
CIBC World Market
Ontario, Canada
$262K +$19.7K +924 +8%
FIMG
34
Financial & Investment Management Group
Michigan
$258K -$1.96K -92 -0.7%
WMG
35
WESCAP Management Group
California
$241K -$144K -6,746 -37%
SFS
36
Shaker Financial Services
Virginia
$225K -$40.5K -1,902 -15%
WAM
37
Wolverine Asset Management
Illinois
$161K -$852K -40,073 -84%
BC
38
Bartlett & Co
Ohio
$150K
BBPWM
39
Blue Bell Private Wealth Management
Pennsylvania
$140K +$2.55K +120 +2%
Bank of Montreal
40
Bank of Montreal
Ontario, Canada
$93K
LTFS
41
Ladenburg Thalmann Financial Services
Florida
$92K -$2.08K -98 -2%
Northwestern Mutual Wealth Management
42
Northwestern Mutual Wealth Management
Wisconsin
$64K +$29K +1,361 +79%
EWM
43
Evercore Wealth Management
New York
$62K
IA
44
IFP Advisors
Florida
$61K
US Bancorp
45
US Bancorp
Minnesota
$58K -$10.8K -508 -15%
GWM
46
Geneos Wealth Management
Colorado
$54K
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$52K +$42.5K +2,000 +400%
AI
48
ArchPoint Investors
Florida
$35K
Fifth Third Bancorp
49
Fifth Third Bancorp
Ohio
$31K -$10K -471 -24%
PA
50
Parallel Advisors
California
$18K