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Simplify US Equity PLUS Downside Convexity ETF
SPD

39 hedge funds and large institutions have $71.7M invested in Simplify US Equity PLUS Downside Convexity ETF in 2023 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 17 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

10.53% less ownership

Funds ownership: 62% → 51.46% (-11%)

11% less funds holding

Funds holding: 44 → 39 (-5)

47% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 17

50% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 6

51% less capital invested

Capital invested by funds: $147M → $71.7M (-$75.1M)

67% less funds holding in top 10

Funds holding in top 10: 3 → 1 (-2)

Holders
39
Holders Change
-5
Holders Change %
-11.36%
% of All Funds
0.62%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.02%
New
3
Increased
9
Reduced
17
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
OIA
OneDigital Investment Advisors
Kansas
+$2.27M
2
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC)
Nebraska
+$625K
3
DAS
Dynamic Advisor Solutions
Arizona
+$269K
4
LPL Financial
LPL Financial
California
+$259K
5
OMC
Old Mission Capital
Illinois
+$197K

Top Sellers

1
SAF
Smith Anglin Financial
Texas
-$29.7M
2
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$22.8M
3
HighTower Advisors
HighTower Advisors
Illinois
-$15.8M
4
PFG
Pacific Financial Group
Washington
-$6.68M
5
IA
IFP Advisors
Florida
-$3.42M
Name Holding Trade Value Shares
Change 		Change in
Stake
DAS
26
Dynamic Advisor Solutions
Arizona
$274K +$269K +10,712 New
National Bank of Canada
27
National Bank of Canada
Quebec, Canada
$217K -$1.04M -41,350 -83%
Qube Research & Technologies (QRT)
28
Qube Research & Technologies (QRT)
United Kingdom
$155K +$152K +6,060 New
AW
29
Avion Wealth
Texas
$146K – – –
Wells Fargo
30
Wells Fargo
California
$93.4K -$15.8K -628 -15%
UBS Group
31
UBS Group
Switzerland
$89.3K -$1.81K -72 -2%
Morgan Stanley
32
Morgan Stanley
New York
$87.2K – – –
Osaic Holdings
33
Osaic Holdings
Arizona
$57.5K -$698K -27,735 -93%
JP Morgan Chase
34
JP Morgan Chase
New York
$47.5K +$43.7K +1,739 +1,486%
KTC
35
Kistler-Tiffany Companies
Pennsylvania
$12.8K – – –
HCM
36
Hollencrest Capital Management
California
$12.4K – – –
Bank of Montreal
37
Bank of Montreal
Ontario, Canada
$2.79K – – –
TCM
38
TD Capital Management
Tennessee
$947 – – –
Fidelity Investments
39
Fidelity Investments
Massachusetts
$77 +$75 +3 New
PFG
40
Pacific Financial Group
Washington
– -$6.68M -275,424 Closed
CF
41
Clarity Financial
Texas
– -$936K -38,601 Closed
WIA
42
World Investment Advisors
California
– -$756K -31,176 Closed
PFA
43
Pathway Financial Advisors
Vermont
– -$312K -12,875 Closed
CWM
44
Collaborative Wealth Management
Florida
– -$265K -10,916 Closed
CA
45
Cambridge Advisors
Nebraska
– -$255K -10,527 Closed
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SPD Hedge Fund Activity: Q1 2023 in Review

39 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Simplify US Equity PLUS Downside Convexity ETF (SPD) for Q1 2023, worth a combined $71.7M — down 51% from $147M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of SPD and 3 opened new positions — a net loss of 3 holders — while 17 trimmed existing stakes and 9 added.

The largest buyer was OneDigital Investment Advisors, adding an estimated $2.27M. The largest seller was Smith Anglin Financial, cutting an estimated $29.7M.

  • 39 institutional investors held Simplify US Equity PLUS Downside Convexity ETF (SPD) as of Q1 2023, down from 44 in Q4 2022.
  • Funds reported $71.7M of Simplify US Equity PLUS Downside Convexity ETF stock for Q1 2023, down 51% quarter-over-quarter.
  • 3 funds opened new Simplify US Equity PLUS Downside Convexity ETF positions in Q1 2023 and 6 closed out, a net change of -3 holders.
  • The largest Simplify US Equity PLUS Downside Convexity ETF buyer in Q1 2023 was OneDigital Investment Advisors, an estimated $2.27M added.
  • The largest Simplify US Equity PLUS Downside Convexity ETF seller in Q1 2023 was Smith Anglin Financial, an estimated $29.7M sold.

Based on aggregated 13F filings for Q1 2023.