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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Carson Wealth (CWM LLC)
1
Carson Wealth (CWM LLC)
Nebraska
$57.4M +$55.8M +1,114,924 New
SCA
2
Stokes Capital Advisors
South Carolina
$4.82M +$290K +5,800 +6%
Wells Fargo
3
Wells Fargo
California
$4.62M +$915K +18,296 +25%
Bank of America
4
Bank of America
North Carolina
$3.53M -$2M -39,954 -36%
Morgan Stanley
5
Morgan Stanley
New York
$2.96M -$492K -9,847 -14%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$1.47M +$534K +10,671 +58%
UBS Group
7
UBS Group
Switzerland
$1.14M -$90.5K -1,810 -7%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.11M -$8.25K -165 -0.7%
First Trust Advisors
9
First Trust Advisors
Illinois
$1M -$187K -3,745 -16%
BCI
10
Brinker Capital Investments
Pennsylvania
$900K +$20.7K +413 +2%
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$899K +$893K +17,856 New
RJFSA
12
Raymond James Financial Services Advisors
Florida
$713K +$2.15K +43 +0.3%
PEA
13
Pacific Edge Advisors
California
$554K -$55K -1,100 -9%
AP
14
Advisors Preferred
Maryland
$504K +$500K +10,000 New
CFS
15
Ceros Financial Services
Maryland
$504K +$500K +10,000 New
RCAG
16
Rehmann Capital Advisory Group
Michigan
$478K +$473K +9,453 +20,550%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$455K +$142K +2,832 +46%
LPL Financial
18
LPL Financial
California
$419K +$8.6K +172 +2%
CWM
19
Cornerstone Wealth Management
Missouri
$388K +$48.8K +975 +13%
HighTower Advisors
20
HighTower Advisors
Illinois
$350K +$145K +2,890 +71%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$344K
TCM
22
TD Capital Management
Tennessee
$344K +$11.7K +233 +4%
AG
23
Advisor Group
Arizona
$322K +$53.1K +1,061 +20%
BRWA
24
B. Riley Wealth Advisors
Florida
$273K +$271K +5,416 New
RMDI
25
R.M. Davis Inc
Maine
$269K