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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$6.59M +$2.95M +58,755 +81%
Morgan Stanley
2
Morgan Stanley
New York
$2.28M -$563K -11,215 -20%
AP
3
Advisors Preferred
Maryland
$1.64M -$103K -2,060 -6%
Wells Fargo
4
Wells Fargo
California
$1.56M +$525K +10,457 +51%
FMP
5
Financial Management Professionals
Texas
$1.25M +$1.25M +24,900 New
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$717K +$1.21K +24 +0.2%
UBS Group
7
UBS Group
Switzerland
$623K +$201K +3,992 +47%
CG
8
Colony Group
Massachusetts
$609K
First Trust Advisors
9
First Trust Advisors
Illinois
$539K -$2.76K -55 -0.5%
Jane Street
10
Jane Street
New York
$312K +$313K +6,229 New
TF
11
Trutina Financial
Washington
$251K
BFG
12
Bouchey Financial Group
New York
$220K
ONB
13
Old National Bancorp
Indiana
$215K
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$197K +$194K +3,859 +5,286%
ACS
15
Archford Capital Strategies
Illinois
$144K
TCM
16
TD Capital Management
Tennessee
$77K +$151 +3 +0.2%
Citigroup
17
Citigroup
New York
$38K -$100K -2,000 -73%
MFS
18
MSI Financial Services
Massachusetts
$5K
VKH
19
Virtu KCG Holdings
New York
-$1.43M -28,472 Closed
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
-$994K -19,758 Closed
LPL Financial
21
LPL Financial
California
-$234K -4,652 Closed