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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$54.9M -$24.3M -492,731 -31%
Carson Wealth (CWM LLC)
2
Carson Wealth (CWM LLC)
Nebraska
$42.7M -$3.44M -69,644 -8%
Morgan Stanley
3
Morgan Stanley
New York
$31.6M +$8.18M +165,619 +36%
Wealth Enhancement Advisory Services
4
Wealth Enhancement Advisory Services
Minnesota
$27.1M +$13.6M +275,468 +103%
BWM
5
Biltmore Wealth Management
Arizona
$18.5M +$478K +9,672 +3%
CA
6
Cetera Advisors
Colorado
$14.5M +$1.47M +29,792 +11%
CAPTRUST Financial Advisors
7
CAPTRUST Financial Advisors
North Carolina
$14.3M +$1.39M +28,121 +11%
Cerity Partners
8
Cerity Partners
New York
$13.6M +$552K +11,181 +4%
Osaic Holdings
9
Osaic Holdings
Arizona
$13.4M +$6.34M +128,353 +92%
CCM
10
Condor Capital Management
New Jersey
$11.5M +$281K +5,694 +3%
Goldman Sachs
11
Goldman Sachs
New York
$11.1M +$11M +222,784 New
Wells Fargo
12
Wells Fargo
California
$10.4M -$1.26M -25,527 -11%
Jane Street
13
Jane Street
New York
$10.1M +$5.64M +114,215 +129%
LPL Financial
14
LPL Financial
California
$9.53M -$2.18M -44,141 -19%
TCM
15
TD Capital Management
Tennessee
$8.8M +$2.6M +52,750 +43%
CWM
16
CarsonAllaria Wealth Management
Illinois
$6.32M -$54.5K -1,103 -0.9%
OIA
17
OneDigital Investment Advisors
Kansas
$5.71M -$5.22M -105,762 -48%
WFA
18
Websterrogers Financial Advisors
South Carolina
$5.4M -$666K -13,490 -11%
PNAA
19
Pictet North America Advisors
Switzerland
$5.36M +$5.29M +107,200 New
Stifel Financial
20
Stifel Financial
Missouri
$4.74M +$287K +5,820 +7%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$4.64M -$1.24M -25,098 -21%
FTUS
22
Flow Traders U.S.
New York
$4.6M +$4.54M +91,937 New
CAN
23
Cetera Advisor Networks
California
$4.56M +$4.18M +84,565 +1,274%
WIM
24
Westside Investment Management
California
$4.3M -$12.3K -250 -0.3%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$4.24M +$48.4K +980 +1%