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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$147M -$37.3M -739,554 -20%
Bank of America
2
Bank of America
North Carolina
$55.1M -$325K -6,440 -0.6%
SFGP
3
Stonebridge Financial Group (Pennsylvania)
Pennsylvania
$53.6M +$640K +12,685 +1%
CAPTRUST Financial Advisors
4
CAPTRUST Financial Advisors
North Carolina
$52.8M +$4.59M +90,992 +10%
JP Morgan Chase
5
JP Morgan Chase
New York
$41.7M -$6.63M -131,365 -14%
Wealth Enhancement Advisory Services
6
Wealth Enhancement Advisory Services
Minnesota
$36.6M -$3.26M -64,552 -8%
Carson Wealth (CWM LLC)
7
Carson Wealth (CWM LLC)
Nebraska
$35.9M +$1.2M +23,696 +3%
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
$35.1M -$2.02M -40,000 -5%
LPL Financial
9
LPL Financial
California
$25.4M +$2.21M +43,710 +9%
JAWA
10
John A. Wolfe & Associates
Michigan
$24.6M +$24.6M +486,884 New
SWP
11
Sagespring Wealth Partners
Tennessee
$23.8M -$4.32M -85,532 -15%
BWM
12
Biltmore Wealth Management
Arizona
$20.4M +$289K +5,720 +1%
TCM
13
TD Capital Management
Tennessee
$19.3M +$939K +18,607 +5%
Osaic Holdings
14
Osaic Holdings
Arizona
$16M +$773K +15,309 +5%
Raymond James Financial
15
Raymond James Financial
Florida
$15.1M +$580K +11,489 +4%
Wells Fargo
16
Wells Fargo
California
$13.4M -$138K -2,739 -1%
CCM
17
Condor Capital Management
New Jersey
$13.1M +$66.7K +1,322 +0.5%
AWM
18
Axxcess Wealth Management
California
$8.68M +$2.75M +54,437 +46%
WFA
19
Websterrogers Financial Advisors
South Carolina
$7.68M +$978K +19,370 +15%
Stifel Financial
20
Stifel Financial
Missouri
$7.57M +$729K +14,441 +11%
VT
21
Vise Technologies
New York
$7.45M +$6.44M +127,500 +633%
CAAS
22
Capital Asset Advisory Services
Michigan
$7.35M +$1.4M +27,783 +24%
KLI
23
Kelman-Lazarov Inc
Tennessee
$6.97M +$170K +3,374 +3%
QWP
24
Quotient Wealth Partners
Texas
$6.95M -$289K -5,725 -4%
HAG
25
HighPoint Advisor Group
Illinois
$6.62M +$6.63M +131,369 New