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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$4.72M -$75.3K -1,490 -2%
Morgan Stanley
2
Morgan Stanley
New York
$4.18M -$359K -7,104 -8%
Jane Street
3
Jane Street
New York
$3.63M +$1.27M +25,168 +54%
Wells Fargo
4
Wells Fargo
California
$2.62M -$96K -1,900 -4%
UBS Group
5
UBS Group
Switzerland
$2.62M +$81.7K +1,616 +3%
AP
6
Advisors Preferred
Maryland
$2.43M +$877K +17,360 +56%
First Trust Advisors
7
First Trust Advisors
Illinois
$904K +$64.8K +1,282 +8%
PAM
8
Peak Asset Management
Colorado
$772K +$20K +395 +3%
VKH
9
Virtu KCG Holdings
New York
$757K +$759K +15,021 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$562K -$645K -12,764 -53%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$414K +$214K +4,242 +106%
FMP
12
Financial Management Professionals
Texas
$376K +$24.9K +492 +7%
IH
13
IFC Holdings
Florida
$317K -$11K -218 -3%
BWM
14
BerganKDV Wealth Management
Minnesota
$316K +$317K +6,278 New
TF
15
Trutina Financial
Washington
$252K
BCI
16
Brinker Capital Investments
Pennsylvania
$247K +$202K +4,002 +445%
Bank of New York Mellon
17
Bank of New York Mellon
New York
$222K -$16K -316 -7%
ONB
18
Old National Bancorp
Indiana
$206K
BRF
19
B. Riley Financial
California
$200K
ACS
20
Archford Capital Strategies
Illinois
$112K
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$82K +$101 +2 +0.1%
TCM
22
TD Capital Management
Tennessee
$58K +$152 +3 +0.3%
MFS
23
MSI Financial Services
Massachusetts
$18K
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
-$1.74M -34,424 Closed
BFG
25
Bouchey Financial Group
New York
-$260K -5,140 Closed